Comments on NASD Rulemaking

Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto by the National Association of Securities Dealers, Inc. Relating to Proposed Rule 2130 Concerning the Expungement of Customer Dispute Information From the Central Regiatration Depository System

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Date Sort descending	Letter Type	Commenter Name
Oct. 12, 2003	Public Comment	Jim Aldendifer
July 8, 2003	Public Comment	David W. Haburjak
July 2, 2003	Public Comment	Steve Kus
June 29, 2003	Public Comment	Richard LaVoice
June 10, 2003	Public Comment	an Anonymous reviewer
June 10, 2003	Public Comment	David Macias
June 10, 2003	Public Comment	Mike Marchetta
June 3, 2003	Public Comment	Robert Eastmann
May 19, 2003	Public Comment	Daniel Barba, President, Private Portfolio
May 19, 2003	Public Comment	Robert L. Hicks, President, Finance 500, Inc.
May 19, 2003	Public Comment	Steven K. McGinnis
April 25, 2003	Public Comment	Dan Jamieson
March 31, 2003	Public Comment	C. Thomas Mason, JD, CEBS, CFP
March 31, 2003	Public Comment	Steven M. Sherman, Law Office of Steven M. Sherman
March 31, 2003	Public Comment	Stuart J. Kaswell, Senior Vice President and General Counsel, Securities Industry Association
March 30, 2003	Public Comment	John J. Miller, Law Office of John J. Miller, P.C.
March 28, 2003	Public Comment	Alan L. Sachs
March 28, 2003	Public Comment	Barry D. Estell, Esq.
Jan. 20, 2003	Public Comment	Edward Turan, Chairman, SIA Arbitration Committee, Securities Industry Association

Last Reviewed or Updated: Dec. 18, 2025

File Number

SR-NASD-2002-168

Release Number

34-47435

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