Comments on NASD Rulemaking

Notice of Filing of Proposed Rule Change to Reflect Nasdaq's Separation from NASD Upon Nasdaq's Anticipated Approval as a National Securities Exchange

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Date Received
Date Letter Type Commenter Name
Public Comment Robert R. Glauber, Chairman and Chief Executive Officer, NASD
Public Comment John A. Thain, Chief Executive Officer, NYSE Group
Public Comment Bart J. Ward, Chief Executive Officer, Ward & Company
Public Comment Geoff Davis, Member of Congress
Public Comment Melissa L. Bean, Member of Congress
Public Comment Edolphus Towns, Member of Congress
Public Comment Michael E. Capuano, Member of Congress
Public Comment Patrick T. McHenry, Member of Congress
Public Comment Jim Gerlach, Member of Congress
Public Comment Richard H. Baker, Chairman, Subcommittee on Capital Markets, Insurance and Government Sponsored Enterprises
Public Comment Barbara Z. Sweeney, Senior Vice President and Corporate Secretary, NASD, Washington, District of Columbia
Public Comment Kevin J.P. O'Hara, Chief Administrative Officer and General Counsel, Archipelago Holdings, Inc.
Public Comment Mary Yeager, Assistant Secretary, New York Stock Exchange, Inc.
Public Comment John Boese, Vice President, Chief Regulatory Officer, Boston Stock Exchange, Inc.
Public Comment Edward S. Knight, Executive Vice President and General Counsel, The Nasdaq Stock Market, Inc., New York, New York
Public Comment Mary Yeager, Assistant Secretary, New York Stock Exchange, Inc.
Meeting with SEC Officials Memorandum from the Office of the Chairman regarding meeting with representatives of the New York Stock Exchange

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-NASD-2005-087
Release Number
34-52049
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