Comments on NASD Rulemaking

Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2, 3, and 4 Thereto to Amend NASD Arbitration Rules for Customer Disputes

Comments have been received from individuals and entities using a variety of Letter Types:

Comment
A: 15
B: 3

Filter comments

Date Received
Date Letter Type Commenter Name
Public Comment Angela H. Magary, Brickley, Sears & Sorett, Boston, Massachusetts
Public Comment Arnold Y. Steinberg, P.C., Attorney and Counselor at Law, Investors' Rights, Inc., Pittsburgh, PA
Public Comment Barry D. Estell, Esq., Attorney At Law, Mission, Kansas
Public Comment Cary S. Lapidus, Law Offices of Cary S. Lapidus, San Francisco, CA
Public Comment Clay Ragsdale, Attorney, Birmingham, Alabama
Public Comment Dale Ledbetter, Adorno & Yoss, Fort Lauderdale, FL
Public Comment Daniel A. Ball, Selzer Gurvitch Rabin & Obecny, Chtd., Bethesda, Maryland
Public Comment Debra G. Speyer, Esq., Law Offices of Debra G. Speyer, Philadelphia, PA
Public Comment Howard M. Rosenfield, Attorney, Farmington, Connecticut
Public Comment J. Boyd Page and Samuel T. Brannan, Page Perry, LLC
Public Comment James J. Eccleston, Shaheen, Novoselsky, Staat, Filiposki & Sccleston, Chicago, IL
Public Comment Jeff Sonn, Esq., Sonn & Erez, Ft. Lauderdale, FA
Public Comment Jill I. Gross and Barbara Black, Directors of Advocacy, Pace Investor Rights Project, White Plains, New York
Public Comment Jill I. Gross and Barbara Black, Directors of Advocacy, Pace Investor Rights Project, White Plains, New York
Public Comment John E. Sutherland, Brickley, Sears & Sorett, Boston, Massachusetts
Public Comment Jonathan W. Evans, Esq., Jonathan W. Evans & Associates, Studio City, CA
Public Comment Laurence S. Schultz, Driggers, Schultz & Herbst, Troy, MI
Public Comment Mark A. Tepper, P.A., Fort Lauderdale, Florida
Public Comment Rebecca Davis, Esquire, Member of Tate, Lazarini & Beall, PLC
Public Comment Richard A. Karoly, Vice President and Senior Corporate Counsel, Charles Schwab & Co., Inc., San Francisco, CA
Public Comment Royal Lea, Bingham & Lea, P.C., San Antonio, Texas
Public Comment Scott C. Ilgenfritz, Tampa, FL
Public Comment Scott R. Shewan, Born, Pape & Shewan LLP, Clovis, CA
Public Comment Spiro T. Komninos, Esquire, Attorney, Komninos, Fowkes & Farrugia Law Group, LLC, Tampa, Florida
Public Comment Stephen Krosschell, Goodman & Nekvasil, P.A., Clearwater, FL
Public Comment Tim Canning, Law Offices of Timothy A. Canning, Arcata, California
Public Comment Edward G. Turan, Chair, Arbitration and Litigation Committee, Securities Industry Association
Public Comment Gail E. Boliver, J.D., Marshalltown, Iowa
Public Comment J. Pat Sadler
Public Comment Martin L. Feinberg, Attorney at Law

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-NASD-2003-158
Release Number
34-51856
How to submit comments