Comments on NASD Rulemaking

Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2, 3, and 4 Thereto to Amend NASD Arbitration Rules for Customer Disputes

Comments have been received from individuals and entities using a variety of Letter Types:

Comment
A: 15
B: 3

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Date Received
Date Letter Type Commenter Name
Public Comment Linda D.Feinberg, President, Dispute Resolution, NASD
Public Comment Scot D. Bernstein, Esq. and C. Thomas Mason III, Esq.
Public Comment NASD Response to Comments
Public Comment Bryan Lantagne, Director, Massachusetts Securities Division, Chair, NASAA Broker-Dealer Arbitration Project Group
Public Comment Jill Gross and Barbara Black, Directors, Pace Investor Rights Project
Public Comment Angela H. Magary, Brickley, Sears & Sorett, Boston, Massachusetts
Public Comment Ronald M. Amato, Shaheen, Novoselsky, Staat, Filipowski & Eccleston, P.C., Chicago, Illinois
Public Comment David E. Robbins, Kaufmann, Feiner, Yamin, Gildin & Robbins LLP, New York, New York
Public Comment Robert S. Banks, Jr., President, Public Investors Arbitration Bar Association, Portland, Oregon
Public Comment Scot Bernstein, Law Offices of Scot Bernstein, Mather Field, California
Public Comment Charles C. Hunter, Esq., Woska & Hayes, LLP
Public Comment Allan J. Fedor, Esq., Seminole, Florida
Public Comment Jeff Sonn
Public Comment Kurt Arbuckle, Kurt Arbuckle, P.C., Houston, Texas
Public Comment Thomas F. Burke
Public Comment Eric Hewko, North Palm Beach, Florida
Public Comment Robert C. Port, Esq., Cohen Goldstein Port & Gottlieb, LLP, Atlanta, Georgia
Public Comment John G. Appel, Jr.
Public Comment William B. Young, Jr., Attorney, Hooper Weiss, LLC, Orlando, Florida
Public Comment Donald A.W. Smith, Esq., Rochester, New York
Public Comment Scott Silver, Esq., Blum & Silver, LLP, Coral Springs, Florida
Public Comment Adam Doner
Public Comment Adam T. Rabin, Esq., Dimond Kaplan & Rothstein, P.A, West Palm Beach, Florida
Public Comment Barry D. Estell, Esquire, Attorney at Law, Mission, Kansas
Public Comment Ben Stewart
Public Comment Boyd Page, Page Perry LLC, Atlanta, Georgia
Public Comment Bruce E. Baldinger, Levine & Baldinger, LLC, Bridgewater, New Jersey
Public Comment Daniel I. MacIntyre, Esquire, Shapiro Fussell, Atlanta, Georgia
Public Comment David P. Meyer, Esq., Principal, David P. Meyer Associates, Co. LPA, Columbus, Ohio
Public Comment Eliot Goldstein, Esq., Law Offices of Eliot Goldstein LLP, Cabin John, Maryland

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-NASD-2003-158
Release Number
34-51856
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