BOX Exchange LLC (BOX) Rulemaking
We encourage the public to submit comments on the following BOX Exchange LLC (BOX) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Chronological List
Second Quarter |
First Quarter
Additional Archives
2023 | 2022 | 2021 | 2020 | 2019 | 2018 | 2017 | 2016 | 2015 | 2014 | 2013 | 2012
Chronological List for 2023
(Search any column)
| Release No. | Date | Details |
|---|---|---|
| Second Quarter | ||
| SR-BOX-2023-12 | ||
| 34-97418 | May 2, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule on the BOX Options Market LLC Facility to Establish a Monthly Dividend Strategy Fee Cap for Dividend Strategy Qualified Open Outcry Orders
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-BOX-2023-10 | ||
| 34-97266 | Apr. 7, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule on the BOX Options Market LLC Facility to establish a new Qualified Contingent Cross ("QCC") Growth Rebate
Comments due: May 4, 2023Federal Register Additional Materials: Exhibit 5 |
| First Quarter | ||
| SR-BOX-2023-09 | ||
| 34-97174 | Mar. 21, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Introduce a New Historical Data Product to be Known as the Intraday Open-Close Data Report and to Adopt Fees for Such Product
Comments due: April 17, 2023Federal Register Additional Materials: Exhibit 5 |
| SR-BOX-2023-08 | ||
| 34-97127 | Mar. 13, 2023 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7110 (Order Entry) and Rule 7130 (Execution and Price/Time Priority) Regarding Availability of Identity of Options Participants
Comments due: April 7, 2023 Federal Register Additional Materials: Exhibit 5 |
| SR-BOX-2023-07 | ||
| 34-96830 | Feb. 7, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule on the BOX Options Market LLC Facility to Reflect Adjustments to FINRA Registration Fees and Fingerprinting Processing Fees
Comments due: March 3, 2023 Additional Materials: Exhibit 5 |
| SR-BOX-2023-04 | ||
| 34-96744 | Jan. 24, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange's Limited Liability Company Agreement, in Connection with the Name Change of Unit Holder and Make Conforming Changes to the Amended and Restated Limited Liability Company Agreement of its Facility BOX Market LLC
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5a, Exhibit 5b |
| SR-BOX-2023-03 | ||
| 34-96723 | Jan. 20, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish a New Service and Related Fees for Use of the BOX Options Market LLC ("BOX") Trade Management System
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
File Number List for 2023
| Release No. | Date | Details |
|---|---|---|
| SR-BOX-2023-12 | ||
| 34-97418 | May 2, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule on the BOX Options Market LLC Facility to Establish a Monthly Dividend Strategy Fee Cap for Dividend Strategy Qualified Open Outcry Orders
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-BOX-2023-10 | ||
| 34-97266 | Apr. 7, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule on the BOX Options Market LLC Facility to establish a new Qualified Contingent Cross ("QCC") Growth Rebate
Comments due: May 4, 2023 Federal Register Additional Materials: Exhibit 5 |
| SR-BOX-2023-09 | ||
| 34-97174 | Mar. 21, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Introduce a New Historical Data Product to be Known as the Intraday Open-Close Data Report and to Adopt Fees for Such Product
Comments due: April 17, 2023 Federal Register Additional Materials: Exhibit 5 |
| SR-BOX-2023-08 | ||
| 34-97127 | Mar. 13, 2023 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7110 (Order Entry) and Rule 7130 (Execution and Price/Time Priority) Regarding Availability of Identity of Options Participants
Comments due: April 7, 2023 Federal Register Additional Materials: Exhibit 5 |
| SR-BOX-2023-07 | ||
| 34-96830 | Feb. 7, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule on the BOX Options Market LLC Facility to Reflect Adjustments to FINRA Registration Fees and Fingerprinting Processing Fees
Comments due: March 3, 2023 Additional Materials: Exhibit 5 |
| SR-BOX-2023-04 | ||
| 34-96744 | Jan. 24, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange's Limited Liability Company Agreement, in Connection with the Name Change of Unit Holder and Make Conforming Changes to the Amended and Restated Limited Liability Company Agreement of its Facility BOX Market LLC
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5a, Exhibit 5b |
| SR-BOX-2023-03 | ||
| 34-96723 | Jan. 20, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish a New Service and Related Fees for Use of the BOX Options Market LLC ("BOX") Trade Management System
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |