BOX Exchange LLC (BOX) Rulemaking

We encourage the public to submit comments on the following BOX Exchange LLC (BOX) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
Second Quarter | First Quarter

BOX File Number List for 2023

Additional Archives

Chronological List for 2023

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Release No. Date Details
Second Quarter
SR-BOX-2023-12
34-97418 May 2, 2023 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule on the BOX Options Market LLC Facility to Establish a Monthly Dividend Strategy Fee Cap for Dividend Strategy Qualified Open Outcry Orders
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-BOX-2023-10
34-97266 Apr. 7, 2023 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule on the BOX Options Market LLC Facility to establish a new Qualified Contingent Cross ("QCC") Growth Rebate
Comments due: May 4, 2023Federal Register
Additional Materials: Exhibit 5
First Quarter
SR-BOX-2023-09
34-97174 Mar. 21, 2023 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Introduce a New Historical Data Product to be Known as the Intraday Open-Close Data Report and to Adopt Fees for Such Product
Comments due: April 17, 2023Federal Register
Additional Materials: Exhibit 5
SR-BOX-2023-08
34-97127 Mar. 13, 2023 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7110 (Order Entry) and Rule 7130 (Execution and Price/Time Priority) Regarding Availability of Identity of Options Participants
Comments due: April 7, 2023 Federal Register
Additional Materials: Exhibit 5
SR-BOX-2023-07
34-96830 Feb. 7, 2023 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule on the BOX Options Market LLC Facility to Reflect Adjustments to FINRA Registration Fees and Fingerprinting Processing Fees
Comments due: March 3, 2023
Additional Materials: Exhibit 5
SR-BOX-2023-04
34-96744 Jan. 24, 2023 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange's Limited Liability Company Agreement, in Connection with the Name Change of Unit Holder and Make Conforming Changes to the Amended and Restated Limited Liability Company Agreement of its Facility BOX Market LLC
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5a, Exhibit 5b
SR-BOX-2023-03
34-96723 Jan. 20, 2023 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish a New Service and Related Fees for Use of the BOX Options Market LLC ("BOX") Trade Management System
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5

File Number List for 2023

Release No. Date Details
SR-BOX-2023-12
34-97418 May 2, 2023 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule on the BOX Options Market LLC Facility to Establish a Monthly Dividend Strategy Fee Cap for Dividend Strategy Qualified Open Outcry Orders
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-BOX-2023-10
34-97266 Apr. 7, 2023 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule on the BOX Options Market LLC Facility to establish a new Qualified Contingent Cross ("QCC") Growth Rebate
Comments due: May 4, 2023 Federal Register
Additional Materials: Exhibit 5
SR-BOX-2023-09
34-97174 Mar. 21, 2023 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Introduce a New Historical Data Product to be Known as the Intraday Open-Close Data Report and to Adopt Fees for Such Product
Comments due: April 17, 2023 Federal Register
Additional Materials: Exhibit 5
SR-BOX-2023-08
34-97127 Mar. 13, 2023 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7110 (Order Entry) and Rule 7130 (Execution and Price/Time Priority) Regarding Availability of Identity of Options Participants
Comments due: April 7, 2023 Federal Register
Additional Materials: Exhibit 5
SR-BOX-2023-07
34-96830 Feb. 7, 2023 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule on the BOX Options Market LLC Facility to Reflect Adjustments to FINRA Registration Fees and Fingerprinting Processing Fees
Comments due: March 3, 2023
Additional Materials: Exhibit 5
SR-BOX-2023-04
34-96744 Jan. 24, 2023 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange's Limited Liability Company Agreement, in Connection with the Name Change of Unit Holder and Make Conforming Changes to the Amended and Restated Limited Liability Company Agreement of its Facility BOX Market LLC
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5a, Exhibit 5b
SR-BOX-2023-03
34-96723 Jan. 20, 2023 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish a New Service and Related Fees for Use of the BOX Options Market LLC ("BOX") Trade Management System
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5