BOX Exchange LLC (BOX) Rulemaking

We encourage the public to submit comments on the following BOX Exchange LLC (BOX) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website

Chronological List
First Quarter

BOX File Number List for 2019

Additional Archives

Chronological List for 2019

Release No. Date Details
First Quarter
SR-BOX-2019-03
34-85133 Feb. 14, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule on the BOX Options Market LLC ("BOX") Facility to Modify Its Strategy QOO Order Fee Cap and Rebate
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-BOX-2019-02
34-85139 Feb. 14, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule on the BOX Options Market LLC ("BOX") Facility to Modify Certain Agency Order Fees for Facilitation and Solicitation Transactions
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-BOX-2018-14
34-85065 Feb. 6, 2019 Notice of Withdrawal of Proposed Rule Change to Adopt Rules Governing the Trading of Complex Qualified Contingent Cross Orders and Complex Customer Cross Orders
SR-BOX-2019-01
34-85052 Feb. 5, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Clarify That Multi-leg Qualified Open Outcry Orders are Permitted on the BOX Trading Floor
Comments due: March 4, 2019
Additional Materials: Exhibit 5
SR-BOX-2018-24
34-84989 Jan. 25, 2019 Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend the Fee Schedule on the BOX Market LLC Options Facility to Establish BOX Connectivity Fees for Participants and Non-Participants Who Connect to the BOX Network


BOX File Number List for 2019

Release No. Date Details
SR-BOX-2019-03
34-85133 Feb. 14, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule on the BOX Options Market LLC ("BOX") Facility to Modify Its Strategy QOO Order Fee Cap and Rebate
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-BOX-2019-02
34-85139 Feb. 14, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule on the BOX Options Market LLC ("BOX") Facility to Modify Certain Agency Order Fees for Facilitation and Solicitation Transactions
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-BOX-2019-01
34-85052 Feb. 5, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Clarify That Multi-leg Qualified Open Outcry Orders are Permitted on the BOX Trading Floor
Comments due: March 4, 2019
Additional Materials: Exhibit 5