BOX Exchange LLC (BOX) Rulemaking

We encourage the public to submit comments on the following BOX Exchange LLC (BOX) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
Second Quarter | First Quarter

BOX File Number List for 2022

Additional Archives

Chronological List for 2022

(Search any column)
Release No. Date Details
Second Quarter
SR-BOX-2022-19
34-95174 Jun. 29, 2022 Notice of Filing of Proposed Rule Change to Amend Article 4 of the Exchange's Bylaws to Establish a Staggered Board
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-BOX-2022-21
34-95173 Jun. 28, 2022 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to allow multi-leg Qualified Open Outcry Orders ("QOO orders") that are not Complex Orders to trade in penny increments regardless of the minimum increments otherwise applicable to the individual legs of the multi-leg QOO order
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-BOX-2022-20
34-95081 Jun. 9, 2022 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule on the BOX Options Market LLC Facility
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-BOX-2022-08
34-95037 Jun. 3, 2022 Notice of Designation of Longer Period for Commission Action on Proposed Rule Change to Amend Rule 12140 (Imposition of Fines for Minor Rule Violations) to Expand the List of Violations Eligible for Disposition under the Exchange's Minor Rule Violation Plan and Update the Fine Schedule Applicable to Certain Minor Rule Violations
SR-BOX-2022-18
34-94920 May 16, 2022 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend BOX Rule 7350 to Provide for the New "Liquidity Taker Event Report - Complex Orders."
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-BOX-2022-17
34-94894 May 11, 2022 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule on the BOX Options Market LLC Facility to Adopt Electronic Market Maker Trading Permit Fees
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-BOX-2022-16
34-94794 Apr. 26, 2022 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to amend IM-2040-3, IM-2040-5 and establish BOX Rule 2130 (Continuing Education Program for Persons Maintaining Their Qualification Following the Termination of a Registration Category) and IM-2130-1
Comments due: May 23, 2022
Comments received are available for this proposal.
SR-BOX-2022-14
34-94780 Apr. 22, 2022 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Reorganize Various Fees Within the Exchange Fee Schedule
Comments due: May 19, 2022
Additional Materials: Exhibit 5
SR-BOX-2022-08
34-94729 Apr. 15, 2022 Notice of Filing of Proposed Rule Change to Amend Rule 12140 (Imposition of Fines for Minor Rule Violations), to Expand the List of Violations Eligible for Disposition under the Exchange's Minor Rule Violation Plan and Update the Fine Schedule Applicable to Certain Minor Rule Violations
Comments due: April 21, 2022
Additional Materials: Exhibit 5
Comments received are available for this proposal.
First Quarter
SR-BOX-2022-10
34-94563 Mar. 31, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt BOX Rule 7350 (Reports and Market Data Products), Move Rule 7130(a)(2) Detailing the High Speed Vendor Feed to Proposed Rule 7350, and Adopt Rule 7350(b) (Liquidity Taker Event Report)
Comments due: April 27, 2022
Additional Materials: Exhibit 5
SR-BOX-2022-09
34-94416 Mar. 15, 2022 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule on the BOX Options Market LLC Facility
Comments due: April 11, 2022
Additional Materials: Exhibit 5
SR-BOX-2021-14
34-94278 Feb. 17, 2022 Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2, in Connection with the Proposed Establishment of BSTX LLC as a Facility of the Exchange
Comments due: March 17, 2022
SR-BOX-2022-07
34-94264 Feb. 16, 2022 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule on the BOX Options Market LLC Facility to Adopt Electronic Market Maker Trading Permit Fees
Comments due: March 16, 2022
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-BOX-2022-05
34-94124 Feb. 1, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to amend BOX Rule 7170 (Nullification and Adjustment of Options Transactions including Obvious Errors) to improve the operation of the Rule.
Comments due: February 28, 2022
Additional Materials: Exhibit 5
SR-BOX-2021-06
34-94092 Jan. 27, 2022 Notice of Filing of Amendment Nos. 2 and 3 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 2 and 3, to Adopt Rules Governing the Trading of Equity Securities on the Exchange Through a Facility of the Exchange Known as BSTX LLC
Comments due: February 23, 2022
Comments received are available for this proposal.
SR-BOX-2022-03
34-93982 Jan. 14, 2022 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule on the BOX Options Market LLC ("BOX") Facility
Comments due: February 10, 2022

File Number List for 2022

Release No. Date Details
SR-BOX-2022-21
34-95173 Jun. 28, 2022 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to allow multi-leg Qualified Open Outcry Orders ("QOO orders") that are not Complex Orders to trade in penny increments regardless of the minimum increments otherwise applicable to the individual legs of the multi-leg QOO order
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-BOX-2022-20
34-95081 Jun. 9, 2022 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule on the BOX Options Market LLC Facility
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-BOX-2022-19
34-95174 Jun. 29, 2022 Notice of Filing of Proposed Rule Change to Amend Article 4 of the Exchange's Bylaws to Establish a Staggered Board
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-BOX-2022-18
34-94920 May 16, 2022 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend BOX Rule 7350 to Provide for the New "Liquidity Taker Event Report - Complex Orders."
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-BOX-2022-17
34-94894 May 11, 2022 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule on the BOX Options Market LLC Facility to Adopt Electronic Market Maker Trading Permit Fees
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-BOX-2022-16
34-94794 Apr. 26, 2022 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to amend IM-2040-3, IM-2040-5 and establish BOX Rule 2130 (Continuing Education Program for Persons Maintaining Their Qualification Following the Termination of a Registration Category) and IM-2130-1
Comments due: May 23, 2022
Comments received are available for this proposal.
SR-BOX-2022-14
34-94780 Apr. 22, 2022 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Reorganize Various Fees Within the Exchange Fee Schedule
Comments due: May 19, 2022
Additional Materials: Exhibit 5
SR-BOX-2022-10
34-94563 Mar. 31, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt BOX Rule 7350 (Reports and Market Data Products), Move Rule 7130(a)(2) Detailing the High Speed Vendor Feed to Proposed Rule 7350, and Adopt Rule 7350(b) (Liquidity Taker Event Report)
Comments due: April 27, 2022
Additional Materials: Exhibit 5
SR-BOX-2022-09
34-94416 Mar. 15, 2022 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule on the BOX Options Market LLC Facility
Comments due: April 11, 2022
Additional Materials: Exhibit 5
SR-BOX-2022-08
34-95037 Jun. 3, 2022 Notice of Designation of Longer Period for Commission Action on Proposed Rule Change to Amend Rule 12140 (Imposition of Fines for Minor Rule Violations) to Expand the List of Violations Eligible for Disposition under the Exchange's Minor Rule Violation Plan and Update the Fine Schedule Applicable to Certain Minor Rule Violations
34-94729 Apr. 15, 2022 Notice of Filing of Proposed Rule Change to Amend Rule 12140 (Imposition of Fines for Minor Rule Violations), to Expand the List of Violations Eligible for Disposition under the Exchange's Minor Rule Violation Plan and Update the Fine Schedule Applicable to Certain Minor Rule Violations
Comments due: April 21, 2022
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-BOX-2022-07
34-94264 Feb. 16, 2022 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule on the BOX Options Market LLC Facility to Adopt Electronic Market Maker Trading Permit Fees
Comments due: March 16, 2022
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-BOX-2022-05
34-94124 Feb. 1, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to amend BOX Rule 7170 (Nullification and Adjustment of Options Transactions including Obvious Errors) to improve the operation of the Rule.
Comments due: February 28, 2022
Additional Materials: Exhibit 5
SR-BOX-2022-03
34-93982 Jan. 14, 2022 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule on the BOX Options Market LLC ("BOX") Facility
Comments due: February 10, 2022