BOX Options Exchange LLC (BOX) Rulemaking

We encourage the public to submit comments on the following BOX Options Exchange LLC (BOX) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website

Chronological List
  Second Quarter |   First Quarter

BOX File Number List for 2018

Additional Archives

Chronological List for 2018

Release No. Date Details
Second Quarter
SR-BOX-2018-22
34-83414 Jun. 12, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend IM-3120-2 of BOX Rule 3120 (Position Limits) to Amend the Position and Exercise Limits for Options on the Standard and Poor's Depositary Receipts Trust ("SPY")
Comments due: July 9, 2018
Additional Materials: Exhibit 5
SR-BOX-2018-21
34-83396 Jun. 8, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule on the BOX Market LLC ("BOX") Options Facility to Amend Fees and Rebates for Non-Auction Transactions
Comments due: July 5, 2018
Additional Materials: Exhibit 5
SR-BOX-2018-14
34-83367 Jun. 4, 2018 Notice of Filing of Proposed Rule Change to Adopt Rules Governing the Trading of Complex Qualified Contingent Cross and Complex Customer Cross Orders
Comments due: June 29, 2018
Additional Materials: Exhibit 5
SR-BOX-2018-18
34-83318 May 24, 2018 Notice of Filing of Proposed Rule Change to Adopt IM-7130-1 to Rule 7130
Comments due: June 21, 2018
Additional Materials: Exhibit 5
SR-BOX-2018-17
34-83317 May 24, 2018 Notice of Filing of Proposed Rule Change to Amend Rules 7150 and 7245
Comments due: June 21, 2018
Additional Materials: Exhibit 5
SR-BOX-2018-16
34-83310 May 23, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule on the BOX Market LLC ("BOX") Options Facility to Amend SAIL Port Fees
Comments due: June 20, 2018
Additional Materials: Exhibit 5
SR-BOX-2018-19
34-83309 May 23, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule on the BOX Market LLC ("BOX") Options Facility to Amend Drop Copy Port Fees
Comments due: June 19, 2018
Additional Materials: Exhibit 5
SR-BOX-2018-15
34-83197 May 9, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule on the BOX Market LLC ("BOX") Options Facility to Amend Connectivity Fees and Establish Port Fees
Comments due: June 5, 2018
Additional Materials: Exhibit 5
SR-BOX-2018-13
34-83163 May 3, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Price Protections for Complex Orders
Comments due: May 30, 2018
Additional Materials: Exhibit 5
First Quarter
SR-BOX-2018-12
34-83103 Apr. 25, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to update Rule 6090(a)(4)(ii) to note the expiration date of the pilot program for the listing and trading of options settling to the RealVol SPY Index ("Index")
Comments due: May 22, 2018
Additional Materials: Exhibit 5
SR-BOX-2018-11
34-83028 Apr. 10, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule on the BOX Market LLC ("BOX") Options Facility to Amend the Strategy QOO Order Fee Cap
Comments due: May 7, 2018
Additional Materials: Exhibit 5
SR-BOX-2018-06
34-82959 Mar. 28, 2018 Order Approving a Proposed Rule Change to Adopt IM-8040-3 to Exchange Rule 8040 to Permit Directed Orders to Be Submitted with an Auction Only Designation
SR-BOX-2018-10
34-82930 Mar. 22, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend IM-3120-2 of BOX Rule 3120 (Position Limits) to Increase the Position Limits for Options on the Following Exchange Traded Funds: iShares China Large-Cap ETF, iShares MSCI EAFE ETF, iShares MSCI Emerging Markets ETF, iShares Russell 2000 ETF, iShares MSCI Brazil Capped ETF, iShares 20+ Year Treasury Bond Fund ETF, PowerShares QQQ Trust, and iShares MSCI Japan ETF
Comments due: April 18, 2018
Additional Materials: Exhibit 5
SR-BOX-2018-09
34-82889 Mar. 16, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Correct an Error in IM-7600-2
Comments due: April 12, 2018
Additional Materials: Exhibit 5
SR-BOX-2017-36
34-82891 Mar. 16, 2018 Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Adopt Rule 7600(i) to Allow Split-Price Transactions on the BOX Trading Floor
Comments due: 21 days after publication in the Federal Register
SR-BOX-2018-08
34-82845 Mar. 9, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 7600(c) to State that the Qualified Open Outcry ("QOO") Order is Subject to the Trade-through Exceptions Outlined in Rule 15010(b)
Comments due:  April 4, 2018
Additional Materials: Exhibit 5
SR-BOX-2018-07
34-82697 Feb. 13, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Expand the Short Term Option Series Program
Comments due: March 9, 2018
Additional Materials: Exhibit 5
SR-BOX-2018-06
34-82690 Feb. 12, 2018 Notice of Filing of Proposed Rule Change to Adopt IM-8040-3 to Rule 8040
Comments due: March 9, 2018
Additional Materials: Exhibit 5
SR-BOX-2018-03
34-82655 Feb. 7, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule to Amend the BOX Volume Rebate
Comments due: March 6, 2018
Additional Materials: Exhibit 5
SR-BOX-2018-04
34-82654 Feb. 7, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Section VI. (Technology Fees) of the BOX Fee Schedule
Comments due: March 6, 2018
Additional Materials: Exhibit 5
SR-BOX-2017-36
34-82607 Jan. 31, 2018 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Adopt Rule 7600(i) to Allow Split-price Transactions on the Trading Floor
SR-BOX-2018-02
34-82547 Jan. 19, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Clarify the Manner in Which the Exchange Assesses its Options Regulatory Fee
Comments due:  February 16, 2018
Additional Materials: Exhibit 5
SR-BOX-2017-17
34-82524 Jan. 17, 2018 Notice of Withdrawal of Proposed Rule Changes, as Modified by Amendments Thereto, to Eliminate Requirements That Will Be Duplicative of CAT
Additional File Nos.: SR-BatsBZX-2017-37, SR-BatsEDGX-2017-23, SR-C2-2017-018, SR-CBOE-2017-041, SR-FINRA-2017-013, SR-ISE-2017-46, SR-IEX-2017-18, SR-MIAX-2017-20, SR-PEARL-2017-23, SR-NASDAQ-2017-055, SR-BX-2017-027, SR-Phlx-2017-43, SR-NYSE-2017-23, SR-NYSEArca-2017-57, SR-NYSEArca-2017-59, SR-NYSEMKT-2017-29, SR-NYSEMKT-2017-30
SR-BOX-2017-16
34-82503 Jan. 16, 2018 Notice of Withdrawal of Proposed Rule Changes, as Modified by Amendments, to Establish Fees for Industry Members to Fund the Consolidated Audit Trail
Additional File Nos.: SR-BatsBYX-2017-11, SR-BatsBZX-2017-38, SR-BatsEDGA-2017-13, SR-BatsEDGX-2017-22, SR-BX-2017-023, SR-C2-2017-017, SR-CBOE-2017-040, SR-CHX-2017-08, SR-FINRA-2017-011, SR-GEMX-2017-17, SR-IEX-2017-16, SR-ISE-2017-45, SR-MIAX-2017-18, SR-MRX-2017-04, SR-NASDAQ-2017-046, SR-NYSE-2017-22, SR-NYSEArca-2017-52, SR-NYSEMKT-2017-26, SR-PEARL-2017-20, SR-Phlx-2017-37
SR-BOX-2018-01
34-82491 Jan. 11, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend BOX Rule 3030 to Establish Rules Related to the Use of Floor Broker Error Accounts
Comments due: February 8, 2018
Additional Materials: Exhibit 5
SR-BOX-2017-33
34-82456 Jan. 8, 2018 Order Approving a Proposed Rule Change to Amend the Minimum Order Size for the Floor Broker Guarantee Provided in BOX Rule 7600(f)


BOX File Number List for 2018

Release No. Date Details
SR-BOX-2018-22
34-83414 Jun. 12, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend IM-3120-2 of BOX Rule 3120 (Position Limits) to Amend the Position and Exercise Limits for Options on the Standard and Poor's Depositary Receipts Trust ("SPY")
Comments due: July 9, 2018
Additional Materials: Exhibit 5
SR-BOX-2018-21
34-83396 Jun. 8, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule on the BOX Market LLC ("BOX") Options Facility to Amend Fees and Rebates for Non-Auction Transactions
Comments due: July 5, 2018
Additional Materials: Exhibit 5
SR-BOX-2018-19
34-83309 May 23, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule on the BOX Market LLC ("BOX") Options Facility to Amend Drop Copy Port Fees
Comments due: June 19, 2018
Additional Materials: Exhibit 5
SR-BOX-2018-18
34-83318 May 24, 2018 Notice of Filing of Proposed Rule Change to Adopt IM-7130-1 to Rule 7130
Comments due: June 21, 2018
Additional Materials: Exhibit 5
SR-BOX-2018-17
34-83317 May 24, 2018 Notice of Filing of Proposed Rule Change to Amend Rules 7150 and 7245
Comments due: June 21, 2018
Additional Materials: Exhibit 5
SR-BOX-2018-16
34-83310 May 23, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule on the BOX Market LLC ("BOX") Options Facility to Amend SAIL Port Fees
Comments due: June 20, 2018
Additional Materials: Exhibit 5
SR-BOX-2018-15
34-83197 May 9, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule on the BOX Market LLC ("BOX") Options Facility to Amend Connectivity Fees and Establish Port Fees
Comments due: June 5, 2018
Additional Materials: Exhibit 5
SR-BOX-2018-14
34-83367 Jun. 4, 2018 Notice of Filing of Proposed Rule Change to Adopt Rules Governing the Trading of Complex Qualified Contingent Cross and Complex Customer Cross Orders
Comments due: June 29, 2018
Additional Materials: Exhibit 5
SR-BOX-2018-13
34-83163 May 3, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Price Protections for Complex Orders
Comments due: May 30, 2018
Additional Materials: Exhibit 5
SR-BOX-2018-12
34-83103 Apr. 25, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to update Rule 6090(a)(4)(ii) to note the expiration date of the pilot program for the listing and trading of options settling to the RealVol SPY Index ("Index")
Comments due: May 22, 2018
Additional Materials: Exhibit 5
SR-BOX-2018-11
34-83028 Apr. 10, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule on the BOX Market LLC ("BOX") Options Facility to Amend the Strategy QOO Order Fee Cap
Comments due: May 7, 2018
Additional Materials: Exhibit 5
SR-BOX-2018-10
34-82930 Mar. 22, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend IM-3120-2 of BOX Rule 3120 (Position Limits) to Increase the Position Limits for Options on the Following Exchange Traded Funds: iShares China Large-Cap ETF, iShares MSCI EAFE ETF, iShares MSCI Emerging Markets ETF, iShares Russell 2000 ETF, iShares MSCI Brazil Capped ETF, iShares 20+ Year Treasury Bond Fund ETF, PowerShares QQQ Trust, and iShares MSCI Japan ETF
Comments due: April 18, 2018
Additional Materials: Exhibit 5
SR-BOX-2018-09
34-82889 Mar. 16, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Correct an Error in IM-7600-2
Comments due: April 12, 2018
Additional Materials: Exhibit 5
SR-BOX-2018-08
34-82845 Mar. 9, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 7600(c) to State that the Qualified Open Outcry ("QOO") Order is Subject to the Trade-through Exceptions Outlined in Rule 15010(b)
Comments due:  April 4, 2018
Additional Materials: Exhibit 5
SR-BOX-2018-07
34-82697 Feb. 13, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Expand the Short Term Option Series Program
Comments due: March 9, 2018
Additional Materials: Exhibit 5
SR-BOX-2018-06
34-82959 Mar. 28, 2018 Order Approving a Proposed Rule Change to Adopt IM-8040-3 to Exchange Rule 8040 to Permit Directed Orders to Be Submitted with an Auction Only Designation
34-82690 Feb. 12, 2018 Notice of Filing of Proposed Rule Change to Adopt IM-8040-3 to Rule 8040
Comments due: March 9, 2018
Additional Materials: Exhibit 5
SR-BOX-2018-04
34-82654 Feb. 7, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Section VI. (Technology Fees) of the BOX Fee Schedule
Comments due: March 6, 2018
Additional Materials: Exhibit 5
SR-BOX-2018-03
34-82655 Feb. 7, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule to Amend the BOX Volume Rebate
Comments due: March 6, 2018
Additional Materials: Exhibit 5
SR-BOX-2018-02
34-82547 Jan. 19, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Clarify the Manner in Which the Exchange Assesses its Options Regulatory Fee
Comments due:  February 16, 2018
Additional Materials: Exhibit 5
SR-BOX-2018-01
34-82491 Jan. 11, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend BOX Rule 3030 to Establish Rules Related to the Use of Floor Broker Error Accounts
Comments due: February 8, 2018
Additional Materials: Exhibit 5