BOX Exchange LLC (BOX) Rulemaking

We encourage the public to submit comments on the following BOX Exchange LLC (BOX) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
Second Quarter |  First Quarter

BOX File Number List for 2021

Additional Archives

Chronological List for 2021

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Release No. Date Details
Second Quarter
SR-BOX-2021-11
34-91897 May 14, 2021 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish Rule 7135 (Execution and Pro Rata Priority) and Rule 8055 (Lead Market Makers)
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-BOX-2021-08
34-91836 May 11, 2021 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule on the BOX Options Market LLC Facility to Establish a Policy Relating to Billing Errors
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-BOX-2021-07
34-91714 Apr. 29, 2021 Notice of Filing of Proposed Rule Change to Adopt BOX Rule 7670 to Establish a Virtual Trading Floor on BOX
Comments due: May 26, 2021
Additional Materials: Exhibit 5
SR-BOX-2021-09
34-91688 Apr. 27, 2021 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Effective Date of the Temporary Amendment set forth in SR-BOX-2021-02 from April 30, 2021, to June 30, 2021
Comments due: May 24, 2021
Additional Materials: Exhibit 5
SR-BOX-2021-05
34-91670 Apr. 26, 2021 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule on the BOX Options Market LLC Facility
Comments due: May 24, 2021
Additional Materials: Exhibit 5
SR-BOX-2021-10
34-91656 Apr. 23, 2021 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Short Term Option Series Program to Permit Monday and Wednesday Expirations for Options Listed Pursuant to the Short Term Option Series Program on the Invesco QQQ TrustSM Series ETF Trust
Comments due: May 20, 2021
Additional Materials: Exhibit 5
SR-BOX-2021-03
34-91585 Apr. 16, 2021 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule on the BOX Options Market LLC Facility
Comments due: May 13, 2021
Additional Materials: Exhibit 5
First Quarter
SR-BOX-2020-38
34-91368 Mar. 19, 2021 Order Approving a Proposed Rule Change to Amend BOX Rule 7620 (Accommodation Transactions)
SR-BOX-2020-38
34-91077 Feb. 8, 2021 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend BOX Rule 7620 (Accommodation Transactions)
SR-BOX-2020-16
34-90987 Jan. 25, 2021 Order Disapproving Proposed Rule Change, as Modified by Amendment No. 1, in Connection with the Proposed Establishment of the Boston Security Token Exchange LLC as a Facility of the Exchange
SR-BOX-2021-02
34-90973 Jan. 22, 2021 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Temporary IM-2020-1 (Temporary Extension for Representatives to Function as Principals)
Comments due: February 18, 2021
Additional Materials: Exhibit 5
SR-BOX-2021-01
34-90946 Jan. 19, 2021 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule on the BOX Options Market LLC Facility
Comments due: February 16, 2021
Additional Materials: Exhibit 5

File Number List for 2020

Release No. Date Details
SR-BOX-2021-11
34-91897 May 14, 2021 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish Rule 7135 (Execution and Pro Rata Priority) and Rule 8055 (Lead Market Makers)
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-BOX-2021-10
34-91656 Apr. 23, 2021 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Short Term Option Series Program to Permit Monday and Wednesday Expirations for Options Listed Pursuant to the Short Term Option Series Program on the Invesco QQQ TrustSM Series ETF Trust
Comments due: May 20, 2021
Additional Materials: Exhibit 5
SR-BOX-2021-09
34-91688 Apr. 27, 2021 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Effective Date of the Temporary Amendment set forth in SR-BOX-2021-02 from April 30, 2021, to June 30, 2021
Comments due: May 24, 2021
Additional Materials: Exhibit 5
SR-BOX-2021-08
34-91836 May 11, 2021 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule on the BOX Options Market LLC Facility to Establish a Policy Relating to Billing Errors
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-BOX-2021-07
34-91714 Apr. 29, 2021 Notice of Filing of Proposed Rule Change to Adopt BOX Rule 7670 to Establish a Virtual Trading Floor on BOX
Comments due: May 26, 2021
Additional Materials: Exhibit 5
SR-BOX-2021-05
34-91670 Apr. 26, 2021 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule on the BOX Options Market LLC Facility
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-BOX-2021-03
34-91585 Apr. 16, 2021 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule on the BOX Options Market LLC Facility
Comments due: May 13, 2021
Additional Materials: Exhibit 5
SR-BOX-2021-02
34-90973 Jan. 22, 2021 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Temporary IM-2020-1 (Temporary Extension for Representatives to Function as Principals)
Comments due: February 18, 2021
Additional Materials: Exhibit 5
SR-BOX-2021-01
34-90946 Jan. 19, 2021 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule on the BOX Options Market LLC Facility
Comments due: February 16, 2021
Additional Materials: Exhibit 5