BOX Options Exchange LLC (BOX) Rulemaking

We encourage the public to submit comments on the following BOX Options Exchange LLC (BOX) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website

Chronological List
Third Quarter |  Second Quarter |  First Quarter

BOX File Number List for 2017

Additional Archives

Chronological List for 2017

Release No. Date Details
Third Quarter
SR-BOX-2017-30
34-81615 Sep. 14, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule on the BOX Market LLC ("BOX") Options Facility
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-BOX-2017-17
34-81499 Aug. 30, 2017 Notice of Filing of Amendment No. 1 by Bats BZX Exchange, Inc.; Bats EDGX Exchange, Inc.; BOX Options Exchange LLC; C2 Options Exchange, Incorporated; Chicago Board Options Exchange, Incorporated; Financial Industry Regulatory Authority, Inc.; Investors Exchange LLC; New York Stock Exchange LLC; NYSE Arca, Inc.; NYSE MKT LLC, of Amendment Nos. 1 and 2 by International Securities Exchange, LLC; The NASDAQ Stock Market LLC; NASDAQ BX, Inc.; and NASDAQ PHLX LLC, of Amendment No. 2 by MIAX PEARL, LLC, and of Amendment No. 3 by Miami International Securities Exchange LLC; Order Instituting Proceedings to Determine Whether to Approve or Disapprove the Proposed Rule Changes, as Modified by Amendments Thereto, to Eliminate Requirements That Will Be Duplicative of CAT
Comments due: 21 days after publication in the Federal Register
Rebuttal comments due: 35 days after publication in the Federal Register
See also: Notice: Rel. No. 34-80789
Additional File Nos.: SR-BatsBZX-2017-37, SR-BatsEDGX-2017-23, SR-C2-2017-018, SR-CBOE-2017-041, SR-FINRA-2017-013, SR-ISE-2017-46, SR-IEX-2017-18, SR-MIAX-2017-20, SR-PEARL-2017-23, SR-NASDAQ-2017-055, SR-BX-2017-027, SR-Phlx-2017-43, SR-NYSE-2017-23, SR-NYSEArca-2017-57, SR-NYSEArca-2017-59, SR-NYSEMKT-2017-29, SR-NYSEMKT-2017-30
SR-BOX-2017-29
34-81506 Aug. 30, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule to Establish a Booth Space Fee for the BOX Trading Floor
Comments due: September 27, 2017
Additional Materials: Exhibit 5
SR-BOX-2017-28
34-81504 Aug. 30, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish Fees and Rebates for the Trading Floor on the BOX Market LLC ("BOX") Options Facility
Comments due: September 27, 2017
Additional Materials: Exhibit 5
SR-BOX-2017-19
34-81500 Aug. 30, 2017 Order Approving Proposed Rule Changes, as Modified by Amendments, to Adopt a Consolidated Audit Trail Fee Dispute Resolution Process
See also: Notice: Rel. No. 34-80831
Additional File Nos.: SR-BatsBYX-2017-13, SR-BatsBZX-2017-39, SR-BatsEDGA-2017-14, SR-BatsEDGX-2017-24, SR-CBOE-2017-043, SR-IEX-2017-21, SR-ISE-2017-52, SR-MRX-2017-08, SR-MIAX-2017-24, SR-NASDAQ-2017-059, SR-BX-2017-029, SR-GEMX-2017-24, SR-Phlx-2017-47, SR-NYSE-2017-24, SR-NYSEArca-2017-60, SR-NYSEMKT-2017-31
SR-BOX-2017-26
34-81398 Aug. 15, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt Rule 2120 (Trading Conduct and Order & Decorum on the Trading Floor) and Amend Rule 12140 (Imposition of Fines for Minor Rule Violations) to Adopt Rule Violations and Sanctions Applicable to the Trading Floor
Comments due: September 11, 2017
Additional Materials: Exhibit 5
SR-BOX-2017-27
34-81391 Aug. 14, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend BOX Rule 5050 (Series of Options Contracts Open for Trading), IM-5050-1, to Include the iShares S&P 500 Index ETF in the List of Exchange-Traded Funds Eligible for $1 Strike Price Intervals
Comments due: September 8, 2017
Additional Materials: Exhibit 5
SR-BOX-2017-25
34-81351 Aug. 8, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend BOX Rule 7170 (Nullification and Adjustment of Options Transactions including Obvious Errors)
Comments due: September 5, 2017
Additional Materials: Exhibit 5
SR-BOX-2016-48
34-81292 Aug. 2, 2017 Order Approving a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, to Adopt Rules for an Open-Outcry Trading Floor
See also: Notice: Rel. No. 34-80720, Notice: Rel. No. 34-80719, Notice: Rel. No. 34-80134, Notice: Rel. No. 34-79768, Notice: Rel. No. 34-79421
SR-BOX-2017-19
34-81161 Jul. 18, 2017 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Adopt Rule 16100 (Consolidated Audit Trail - Fee Dispute Resolution) to Establish the Procedures for Resolving Potential Disputes Related to CAT Fees Charged to Industry Members
See also: Order: Rel. No. 34-81500, Notice: Rel. No. 34-80831
SR-BOX-2017-24
34-81153 Jul. 17, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the BOX Fee Schedule
Comments due: August 11, 2017
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-BOX-2017-17
34-81145 Jul. 14, 2017 Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes to Eliminate Requirements that Will Be Duplicative of CAT
See also: Notice: Rel. No. 34-80789, Notice: Rel. No. 34-81499
Additional File Nos.: SR-BatsBZX-2017-37, SR-BatsEDGX-2017-23, SR-C2-2017-018, SR-CBOE-2017-041, SR-FINRA-2017-013, SR-ISE-2017-46, SR-IEX-2017-18, SR-MIAX-2017 -20, SR-PEARL-2017-23, SR-NASDAQ-2017-055, SR-BX-2017-027, SR-PHLX-2017-43, SR-NYSE-2017-23, SR- NYSEArca-2017-57, SR-NYSEArca-2017-59, SR-NYSEMKT-2017-29, SR-NYSEMKT-2017-30
SR-BOX-2017-22
34-81092 Jul. 7, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend IM-3120-2 to Rule 3120 to Extend the Pilot Program that Eliminated the Position Limits for Options on SPDR S&P 500 ETF ("SPY") ("SPY Pilot Program")
Comments due: August 3, 2017
Additional Materials: Exhibit 3, Exhibit 5
Second Quarter
SR-BOX-2017-16
34-81067 Jun. 30, 2017 Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes to Establish Fees for Industry Members to Fund the Consolidated Audit Trail
Comments due: July 28, 2017
Rebuttal comments due: August 11, 2017
See also:  Notice: Rel. No. 34-80721
Additional File Nos.: SR-BatsBYX-2017-11, SR-BatsBZX-2017-38, SR-BatsEDGA-2017-13, SR-BatsEDGX-2017-22, SR-BX-2017-023, SR-C2-2017-017; SR-CBOE-2017-040; SR-CHX-2017-08; SR-FINRA-2017-011; SR-GEMX-2017-17; SR-IEX-2017-16; SR-ISE-2017-45; SR-MIAX-2017-18; SR-MRX-2017-04; SR-NASDAQ-2017-046; SR-NYSE-2017-22; SR-NYSEArca-2017-52; SR-NYSEMKT-2017-26; SR-PEARL-2017-20; SR-PHLX-2017-37
Comments received are available for this proposal.
SR-BOX-2017-21
34-80969 Jun. 19, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule to Make Several Non-Substantive Changes
Comments due: July 14, 2017
Additional Materials: Exhibit 5
SR-BOX-2017-20
34-80917 Jun. 13, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend BOX Rule 7240 (Complex Orders) to Expand the Price Range Within Which Complex Orders Can Trade
Comments due: July 10, 2017
Additional Materials: Exhibit 5
SR-BOX-2017-19
34-80831 Jun. 1, 2017 Notice of Filing of Proposed Rule Change to Adopt Rule 16100 (Consolidated Audit Trail - Fee Dispute Resolution) to Establish the Procedures for Resolving Potential Disputes Related to CAT Fees Charged to Industry Members
Comments due: June 28, 2017
Additional Materials: Exhibit 5
See also:  Order: Rel. No. 34-81500, Notice: Rel. No. 34-81161
Comments received are available for this proposal.
SR-BOX-2017-18
34-80828 May 31, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to amend Rule 7260 by extending the Penny Pilot Program through December 31, 2017
Comments due: June 27, 2017
Additional Materials: Exhibit 5
SR-BOX-2017-17
34-80789 May 26, 2017 Notice of Filing of Proposed Rule Change to Eliminate Requirements That Will Be Duplicative of CAT
Comments due: June 22, 2017
Additional Materials: Exhibit 5
See also: Notice: Rel. No. 34-81145, Notice: Rel. No. 34-81499
Comments received are available for this proposal.
SR-BOX-2017-16
34-80721 May 18, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the BOX Fee Schedule to Adopt a Fee Schedule to Establish the Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail
Comments due: June 14, 2017
Additional Materials: Exhibit 3, Exhibit 5
See also: Order: Rel. No. 34-81067
Comments received are available for this proposal.
SR-BOX-2016-48
34-80720 May 18, 2017 Notice of Filing of Amendment No. 2 to a Proposed Rule Change to Adopt Rules for an Open-Outcry Trading Floor
Comments due: June 13, 2017
Additional Materials: Exhibit 3, Exhibit 4, Exhibit 5
See also: Order: Rel. No. 34-81292, Notice: Rel. No. 34-80719, Notice: Rel. No. 34-80134, Notice: Rel. No. 34-79768, Notice: Rel. No. 34-79421
SR-BOX-2016-48
34-80719 May 18, 2017 Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, to Adopt Rules for an Open-Outcry Trading Floor
See also: Order: Rel. No. 34-81292, Notice: Rel. No. 34-80720, Notice: Rel. No. 34-80134, Notice: Rel. No. 34-79768, Notice: Rel. No. 34-79421
SR-BOX-2017-14
34-80661 May 11, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Qualified Contingent Cross Orders
Comments due: June 7, 2017
Additional Materials: Exhibit 5
SR-BOX-2017-12
34-80495 Apr. 20, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend a Prior Rule Change, SR-BOX-2017-08, Which Contained a Portion of Text That Is Not Applicable to BOX
Comments due: May 17, 2017
SR-BOX-2017-10
34-80428 Apr. 11, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Expand the Execution Range for a Customer Cross Order
Comments due: May 8, 2017
Additional Materials: Exhibit 5
SR-BOX-2017-11
34-80400 Apr. 7, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Pilot Program for the Listing and Trading of Options Settling to the RealVol™ SPY Index ("Index")
Comments due: May 4, 2017
First Quarter
SR-BOX-2017-07
34-80256 Mar. 15, 2017 Order Approving Proposed Rule Changes to Adopt Consolidated Audit Trail Compliance Rules
See also: Notice: Rel. No. 34-79932
Additional File Nos.: SR-BatsBYX-2017-02, SR-BatsBZX-2017-08, SR-BatsEDGA-2017-03, SR-BatsEDGX-2017-08, SR-C2-2017-007, SR-CBOE-2017-012, SR-CHX-2017-03, SR-ISE-2017-08, SR-IEX-2017-04, SR-ISEGemini-2017-04, SR-ISEMercury-2017-03, SR-MIAX-2017-03, SR-PEARL-2017-04, SR-NASDAQ-2017-008, SR-BX-2017-007, SR-PHLX-2017-07, SR-NYSE-2017-01, SR-NYSEArca-2017-03, SR-NYSEArca-2017-04, SR-NYSEMKT-2017-02, SR-NSX-2017-03
SR-BOX-2017-08
34-80247 Mar. 15, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend BOX Rule 7170 (Nullification and Adjustment of Options Transactions) to add IM-7170-4
Comments due: April 11, 2017
Additional Materials: Exhibit 5
SR-BOX-2017-09
34-80246 Mar. 15, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule on the BOX Market LLC (“BOX”) Options Facility
Comments due: April 11, 2017
Additional Materials: Exhibit 5
SR-BOX-2016-48
34-80134 Mar. 1, 2017 Notice of Filing of Amendment No. 1 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to Adopt Rules for an Open-Outcry Trading Floor
Comments due: March 28, 2017
Rebuttal comments due: April 11, 2017
See also: Order: Rel. No. 34-81292, Notice: Rel. No. 34-80720, Notice: Rel. No. 34-80719, Notice: Rel. No. 34-79768, Notice: Rel. No. 34-79421
SR-BOX-2016-50
34-79936 Feb. 2, 2017 Order Granting Approval of a Proposed Rule Change to Amend Rule 5050 Series of Options Contracts Open for Trading to TMProvide for the Listing and Trading on the Exchange of RealDay Options Pursuant to a Pilot Program
See also: Notice: Rel. No. 34-79613, Notice: Rel. No. 34-79258
SR-BOX-2017-07
34-79932 Feb. 2, 2017 Notice of Filing of a Proposed Rule Change to Adopt the Rule 16000 Series to Implement the Compliance Rule Regarding the National Market System Plan Governing the Consolidated Audit Trail
Comments due: March 1, 2017
Additional Materials: Exhibit 5
See also: Order: Rel. No. 34-80256
SR-BOX-2017-06
34-79900 Jan. 30, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 7150 (The Price Improvement Period ("PIP"))
Comments due: February 24, 2017
SR-BOX-2017-03
34-79891 Jan. 27, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 8040 (Obligations of Market Makers)
Comments due: February 23, 2017
Additional Materials: Exhibit 5
SR-BOX-2017-02
34-79869 Jan. 24, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to amend Rule 7130 (Execution and Price/Time Priority) to include a Participant ID, if elected, to be included in BOX's proprietary High Speed Vendor Feed ("HSVF") for orders exposed pursuant to Rule 7130(b)(3)(ii)
Comments due: February 21, 2017
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-BOX-2017-01
34-79832 Jan. 18, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule on the BOX Market LLC ("BOX") Options Facility
Comments due:  February 15, 2017
Additional Materials: Exhibit 5
SR-BOX-2016-48
34-79768 Jan. 10, 2017 Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change to Adopt Rules for an Open-Outcry Trading Floor
See also: Order: Rel. No. 34-81292, Notice: Rel. No. 34-80720, Notice: Rel. No. 34-80719, Notice: Rel. No. 34-80134, Notice: Rel. No. 34-79421

BOX File Number List for 2017

Release No. Date Details
SR-BOX-2017-30
34-81615 Sep. 14, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule on the BOX Market LLC ("BOX") Options Facility
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-BOX-2017-29
34-81506 Aug. 30, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule to Establish a Booth Space Fee for the BOX Trading Floor
Comments due: September 27, 2017
Additional Materials: Exhibit 5
SR-BOX-2017-28
34-81504 Aug. 30, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish Fees and Rebates for the Trading Floor on the BOX Market LLC ("BOX") Options Facility
Comments due: September 27, 2017
Additional Materials: Exhibit 5
SR-BOX-2017-27
34-81391 Aug. 14, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend BOX Rule 5050 (Series of Options Contracts Open for Trading), IM-5050-1, to Include the iShares S&P 500 Index ETF in the List of Exchange-Traded Funds Eligible for $1 Strike Price Intervals
Comments due: September 8, 2017
Additional Materials: Exhibit 5
SR-BOX-2017-26
34-81398 Aug. 15, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt Rule 2120 (Trading Conduct and Order & Decorum on the Trading Floor) and Amend Rule 12140 (Imposition of Fines for Minor Rule Violations) to Adopt Rule Violations and Sanctions Applicable to the Trading Floor
Comments due: September 11, 2017
Additional Materials: Exhibit 5
SR-BOX-2017-25
34-81351 Aug. 8, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend BOX Rule 7170 (Nullification and Adjustment of Options Transactions including Obvious Errors)
Comments due: September 5, 2017
Additional Materials: Exhibit 5
SR-BOX-2017-24
34-81153 Jul. 17, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the BOX Fee Schedule
Comments due: August 11, 2017
Additional Materials: Exhibit 5
SR-BOX-2017-22
34-81092 Jul. 7, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend IM-3120-2 to Rule 3120 to Extend the Pilot Program that Eliminated the Position Limits for Options on SPDR S&P 500 ETF ("SPY") ("SPY Pilot Program")
Comments due: August 3, 2017
Additional Materials: Exhibit 3, Exhibit 5
SR-BOX-2017-21
34-80969 Jun. 19, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule to Make Several Non-Substantive Changes
Comments due: July 14, 2017
Additional Materials: Exhibit 5
SR-BOX-2017-20
34-80917 Jun. 13, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend BOX Rule 7240 (Complex Orders) to Expand the Price Range Within Which Complex Orders Can Trade
Comments due: July 10, 2017
Additional Materials: Exhibit 5
SR-BOX-2017-19
34-81500 Aug. 30, 2017 Order Approving Proposed Rule Changes, as Modified by Amendments, to Adopt a Consolidated Audit Trail Fee Dispute Resolution Process
See also: Notice: Rel. No. 34-80831
Additional File Nos.: SR-BatsBYX-2017-13, SR-BatsBZX-2017-39, SR-BatsEDGA-2017-14, SR-BatsEDGX-2017-24, SR-CBOE-2017-043, SR-IEX-2017-21, SR-ISE-2017-52, SR-MRX-2017-08, SR-MIAX-2017-24, SR-NASDAQ-2017-059, SR-BX-2017-029, SR-GEMX-2017-24, SR-Phlx-2017-47, SR-NYSE-2017-24, SR-NYSEArca-2017-60, SR-NYSEMKT-2017-31
34-81161 Jul. 18, 2017 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Adopt Rule 16100 (Consolidated Audit Trail - Fee Dispute Resolution) to Establish the Procedures for Resolving Potential Disputes Related to CAT Fees Charged to Industry Members
34-80831 Jun. 1, 2017 Notice of Filing of Proposed Rule Change to Adopt Rule 16100 (Consolidated Audit Trail - Fee Dispute Resolution) to Establish the Procedures for Resolving Potential Disputes Related to CAT Fees Charged to Industry Members
Comments due: June 28, 2017
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-BOX-2017-18
34-80828 May 31, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to amend Rule 7260 by extending the Penny Pilot Program through December 31, 2017
Comments due: June 27, 2017
Additional Materials: Exhibit 5
SR-BOX-2017-17
34-81499 Aug. 30, 2017 Notice of Filing of Amendment No. 1 by Bats BZX Exchange, Inc.; Bats EDGX Exchange, Inc.; BOX Options Exchange LLC; C2 Options Exchange, Incorporated; Chicago Board Options Exchange, Incorporated; Financial Industry Regulatory Authority, Inc.; Investors Exchange LLC; New York Stock Exchange LLC; NYSE Arca, Inc.; NYSE MKT LLC, of Amendment Nos. 1 and 2 by International Securities Exchange, LLC; The NASDAQ Stock Market LLC; NASDAQ BX, Inc.; and NASDAQ PHLX LLC, of Amendment No. 2 by MIAX PEARL, LLC, and of Amendment No. 3 by Miami International Securities Exchange LLC; Order Instituting Proceedings to Determine Whether to Approve or Disapprove the Proposed Rule Changes, as Modified by Amendments Thereto, to Eliminate Requirements That Will Be Duplicative of CAT
Comments due: 21 days after publication in the Federal Register
Rebuttal comments due: 35 days after publication in the Federal Register
Additional File Nos.: SR-BatsBZX-2017-37, SR-BatsEDGX-2017-23, SR-C2-2017-018, SR-CBOE-2017-041, SR-FINRA-2017-013, SR-ISE-2017-46, SR-IEX-2017-18, SR-MIAX-2017-20, SR-PEARL-2017-23, SR-NASDAQ-2017-055, SR-BX-2017-027, SR-Phlx-2017-43, SR-NYSE-2017-23, SR-NYSEArca-2017-57, SR-NYSEArca-2017-59, SR-NYSEMKT-2017-29, SR-NYSEMKT-2017-30
34-81145 Jul. 14, 2017 Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes to Eliminate Requirements that Will Be Duplicative of CAT
Additional File Nos.: SR-BatsBZX-2017-37, SR-BatsEDGX-2017-23, SR-C2-2017-018, SR-CBOE-2017-041, SR-FINRA-2017-013, SR-ISE-2017-46, SR-IEX-2017-18, SR-MIAX-2017 -20, SR-PEARL-2017-23, SR-NASDAQ-2017-055, SR-BX-2017-027, SR-PHLX-2017-43, SR-NYSE-2017-23, SR- NYSEArca-2017-57, SR-NYSEArca-2017-59, SR-NYSEMKT-2017-29, SR-NYSEMKT-2017-30
34-80789 May 26, 2017 Notice of Filing of Proposed Rule Change to Eliminate Requirements That Will Be Duplicative of CAT
Comments due: June 22, 2017
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-BOX-2017-16
34-81067 Jun. 30, 2017 Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes to Establish Fees for Industry Members to Fund the Consolidated Audit Trail
Comments due: July 28, 2017
Rebuttal comments due: August 11, 2017
Additional File Nos.: SR-BatsBYX-2017-11, SR-BatsBZX-2017-38, SR-BatsEDGA-2017-13, SR-BatsEDGX-2017-22, SR-BX-2017-023, SR-C2-2017-017; SR-CBOE-2017-040; SR-CHX-2017-08; SR-FINRA-2017-011; SR-GEMX-2017-17; SR-IEX-2017-16; SR-ISE-2017-45; SR-MIAX-2017-18; SR-MRX-2017-04; SR-NASDAQ-2017-046; SR-NYSE-2017-22; SR-NYSEArca-2017-52; SR-NYSEMKT-2017-26; SR-PEARL-2017-20; SR-PHLX-2017-37
Comments received are available for this proposal.
34-80721 May 18, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the BOX Fee Schedule to Adopt a Fee Schedule to Establish the Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail
Comments due: June 14, 2017
Additional Materials: Exhibit 3, Exhibit 5
Comments received are available for this proposal.
SR-BOX-2017-14
34-80661 May 11, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Qualified Contingent Cross Orders
Comments due: June 7, 2017
Additional Materials: Exhibit 5
SR-BOX-2017-12
34-80495 Apr. 20, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend a Prior Rule Change, SR-BOX-2017-08, Which Contained a Portion of Text That Is Not Applicable to BOX
Comments due: May 17, 2017
SR-BOX-2017-11
34-80400 Apr. 7, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Pilot Program for the Listing and Trading of Options Settling to the RealVol™ SPY Index ("Index")
Comments due: May 4, 2017
SR-BOX-2017-10
34-80428 Apr. 11, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Expand the Execution Range for a Customer Cross Order
Comments due: May 8, 2017
Additional Materials: Exhibit 5
SR-BOX-2017-09
34-80246 Mar. 15, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule on the BOX Market LLC (“BOX”) Options Facility
Comments due: April 11, 2017
Additional Materials: Exhibit 5
SR-BOX-2017-08
34-80247 Mar. 15, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend BOX Rule 7170 (Nullification and Adjustment of Options Transactions) to add IM-7170-4
Comments due: April 11, 2017
Additional Materials: Exhibit 5
SR-BOX-2017-07
34-80256 Mar. 15, 2017 Order Approving Proposed Rule Changes to Adopt Consolidated Audit Trail Compliance Rules
Additional File Nos.: SR-BatsBYX-2017-02, SR-BatsBZX-2017-08, SR-BatsEDGA-2017-03, SR-BatsEDGX-2017-08, SR-C2-2017-007, SR-CBOE-2017-012, SR-CHX-2017-03, SR-ISE-2017-08, SR-IEX-2017-04, SR-ISEGemini-2017-04, SR-ISEMercury-2017-03, SR-MIAX-2017-03, SR-PEARL-2017-04, SR-NASDAQ-2017-008, SR-BX-2017-007, SR-PHLX-2017-07, SR-NYSE-2017-01, SR-NYSEArca-2017-03, SR-NYSEArca-2017-04, SR-NYSEMKT-2017-02, SR-NSX-2017-03
34-79932 Feb. 2, 2017 Notice of Filing of a Proposed Rule Change to Adopt the Rule 16000 Series to Implement the Compliance Rule Regarding the National Market System Plan Governing the Consolidated Audit Trail
Comments due: March 1, 2017
Additional Materials: Exhibit 5
SR-BOX-2017-06
34-79900 Jan. 30, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 7150 (The Price Improvement Period ("PIP"))
Comments due: February 24, 2017
SR-BOX-2017-03
34-79891 Jan. 27, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 8040 (Obligations of Market Makers)
Comments due: February 23, 2017
Additional Materials: Exhibit 5
SR-BOX-2017-02
34-79869 Jan. 24, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to amend Rule 7130 (Execution and Price/Time Priority) to include a Participant ID, if elected, to be included in BOX's proprietary High Speed Vendor Feed ("HSVF") for orders exposed pursuant to Rule 7130(b)(3)(ii)
Comments due: February 21, 2017
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-BOX-2017-01
34-79832 Jan. 18, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule on the BOX Market LLC ("BOX") Options Facility
Comments due:  February 15, 2017
Additional Materials: Exhibit 5

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