This index of the SEC’s rulemaking activity can be filtered by year, status (proposed or final), or division/office that recommended the rulemaking to the Commission.
Twice a year under the Regulatory Flexibility Act, the SEC is required to publish an agenda identifying rules that the agency estimates it may consider in the next 12 months. View the latest SEC RegFlex agenda.
Rulemaking Activity Table
Issue Date
|
File Number
|
Rulemaking
|
Status
|
---|---|---|---|
Issue Date: | File Number:S7-12-98 | Rulemaking:Regulation of Alternative Trading Systems; Extension of Temporary Stay of Effectiveness |
Status:
Final
Rule
Regulation of Alternative Trading Systems; Extension of Temporary Stay of Effectiveness
34-43651
|
Issue Date: | File Number:S7-12-98 | Rulemaking:Regulation of Alternative Trading Systems; Suspension (Extension of Effective date to December 1, 2000) |
Status:
Final
Rule
Regulation of Alternative Trading Systems; Suspension (Extension of Effective date to December 1, 2000)
3442603A
|
Issue Date: | File Number:S7-12-98 | Rulemaking:Regulation of Alternative Trading Systems; Technical Amendment |
Status:
Final
Rule
Regulation of Alternative Trading Systems; Technical Amendment
34-41297
|
Issue Date: | File Number:S7-12-98 | Rulemaking:Regulation of Exchanges and Alternative Trading Systems. Correction; |
Status:
Final
Rule
Regulation of Exchanges and Alternative Trading Systems. Correction;
3440760a
|
Issue Date: | File Number:S7-12-98 | Rulemaking:Regulation of Exchanges and Alternative Trading Systems |
Status:
Final
Rule
Regulation of Exchanges and Alternative Trading Systems
34-40760,
34-39884
|
Issue Date: | File Number:S7-12-98 | Rulemaking:Regulation of Exchanges and Alternative Trading Systems |
Status:
Proposed
Rule
Regulation of Exchanges and Alternative Trading Systems
34-39884,
34-40760
|
Displaying 1 - 8 of 8
Modified: Feb. 20, 2024