Comments on Proposed Rule: Publication or Submission of Quotations Without Specified Information

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Date Received
Date Letter Type Commenter Name
Public Comment David McCaffrey, CEO, Global Maintech, Inc.
Public Comment David P. Berkowitz, Gotham Partners Management Co., LCC, New York, N.Y.
Public Comment David P. Cohen, Athena Capital Management
Public Comment Don Lewis, President, Nyle Corporation
Public Comment Donald L. Anderson, VP Investor Relations, Gateway Energy Corporation
Public Comment Douglas M. Angus, Vice-President and CFO, Magellan Technology, Inc.
Public Comment F. Willard Griffith II, Chairman & CEO, GC International, Inc.
Public Comment Frank Cunningham, President, World Wide Stone Corporation
Public Comment Frederick A. Moore, Bridgeton, Mo.
Public Comment Gary Hume, ACAP Financial, Inc.
Public Comment George Arvanitis, CEO, ONYX Trading Corporation
Public Comment Gerald M. Park, Vice President, Beryllium International Corp.
Public Comment Gordon E. Coleman, President and CEO, Landmark Financial Corp.
Public Comment Herman M. Batts
Public Comment James N. Baxter, President, GIA Securities Inc.
Public Comment Jeffrey A. Grossman, Editor, SmallCapInvestor.com
Public Comment Joann B. Rushing, Executive Vice President, Amedisys, Inc.
Public Comment Keith C. Moore
Public Comment Kirk Anderson
Public Comment Kurt Bangen
Public Comment L.K. Thompson
Public Comment L.K. Thompson
Public Comment Lee B. Spencer, Jr., Chairman, Federal Regulation Committee and R. Gerald Baker, Chairman, Self-Regulation Committee, (letter to M. McFarland) Securities Industry Association
Public Comment Lena S. Ellis, Secretary, Lena S. Ellis, Secretary Gold Bond Mining Co.
Public Comment Martin Cohen, President, Balanced Financial Securities
Public Comment Matthew A. Veal, Vice President, Finance, Tampa Bay Financial Inc.
Public Comment Michael Alfano
Public Comment Michael E. Kibler, President, US 1 Industries, Inc.
Public Comment Michael Flanigan, President, Protective Group Securities Corp.
Public Comment Michael M. Timms, President, CSI Environmental, Inc.

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-5-99
Release Number
34-41110
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