Comments on Proposed Rule: Disclosure of Proxy Voting Policies and Proxy Voting Records by Registered Management Investment Companies

Comments have been received from individuals and entities using a variety of Letter Types:


Comment
(S7-36-02 form letter A; S7-38-02 form letter A): 52
(S7-36-02 form letter B; S7-38-02 form letter B): 147
(S7-36-02 form letter D; S7-38-02 form letter D): 8
(S7-36-02 form letter E; S7-38-02 form letter E): 2,568
(S7-36-02 form letter H; S7-38-02 form letter H): 43
C: 1,130
F: 50
G: 3,279
J: 4

Filter comments


Date Sort descending	Letter Type	Commenter Name
Jan. 15, 2003	Public Comment	Pete Ryan
Jan. 15, 2003	Public Comment	Sam Kazman, General Counsel and Braden E. Cox, Technology Counsel, Competitive Enterprise Institute
Jan. 14, 2003	Public Comment	Charles Lampach
Jan. 14, 2003	Public Comment	Jack Dreyer
Jan. 10, 2003	Public Comment	P. Ryan
Jan. 9, 2003	Public Comment	Pamela Watson
Jan. 8, 2003	Public Comment	Russell A. Rybicki, Registered Representative, The Social Equity Group, Financial West, Urbana, Ill.
Jan. 7, 2003	Public Comment	Brian Aldrich, Winona, Minn.
Jan. 6, 2003	Public Comment	Mark Hoffacker
Dec. 26, 2002	Public Comment	James A. Rodeghero, Ph.D.
Dec. 19, 2002	Public Comment	Harland Stonecipher, Pre-Paid Legal Services, Inc.
Dec. 17, 2002	Public Comment	Robert Finn
Dec. 16, 2002	Public Comment	Gerald Vanganess
Dec. 14, 2002	Public Comment	John Berdahl
Dec. 13, 2002	Public Comment	Deborah A. Lamb, Chair, U.S. Advocacy Committee; Linda L. Rittenhouse, Staff, AIMR Advocacy, Association for Investment Management and Research
Dec. 11, 2002	Public Comment	Jim Manhart
Dec. 11, 2002	Public Comment	Robert Tagtow
Dec. 10, 2002	Public Comment	James B Patterson
Dec. 9, 2002	Public Comment	David Certner, Director, Federal Affairs, AARP
Dec. 9, 2002	Public Comment	Financial Services Practice Group of Dechert
Dec. 9, 2002	Public Comment	Mercer Bullard, Founder and President, Fund Democracy
Dec. 9, 2002	Public Comment	Murray L. Simpson, Executive Vice President and General Counsel, Franklin Templeton Investments
Dec. 9, 2002	Public Comment	Robert A. Catton, MBA, CFP
Dec. 8, 2002	Public Comment	Alfred T. Barnard
Dec. 8, 2002	Public Comment	Richard A. Stimson
Dec. 8, 2002	Public Comment	Robert & JoAnne Martin
Dec. 7, 2002	Public Comment	Eileen Marie Griffin
Dec. 6, 2002	Public Comment	Alan Fuchs
Dec. 6, 2002	Public Comment	Alan R. Palmiter, Professor of Law, Wake Forest University School of Law
Dec. 6, 2002	Public Comment	Anonymous reviewer

Last Reviewed or Updated: Dec. 18, 2025

File Number

S7-36-02

Release Number

33-8131

34-46518

IC-25739

How to submit comments

Rules & Regulations

Enforcement & Litigation

Compliance

Comments on Proposed Rule: Disclosure of Proxy Voting Policies and Proxy Voting Records by Registered Management Investment Companies

Comments have been received from individuals and entities using a variety of Letter Types:

Filter comments

More in this Section

Comments on Proposed Rule: Disclosure of Proxy Voting Policies and Proxy Voting Records by Registered Management Investment Companies

Comments have been received from individuals and entities using a variety of Letter Types:

Filter comments