Comments on Proposed Rule: Amendments to Rules Governing Pricing of Mutual Fund Shares

Comments have been received from individuals and entities using a variety of Letter Types:

Comment
A: 81
B: 9
C: 312
D: 462
E: 57
F: 4
G: 34
H: 12
I: 2

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Date Received
Date Letter Type Commenter Name
Public Comment John C. Poth, Deferred Compensation Investment Analyst, The Texa$aver Program, Employees Retirement System of Texas
Public Comment Rep. Vernon J. Ehlers, Member of Congress
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding a December 1, 2005 meeting with representatives of the Information Assurance Consortium
Meeting with SEC Officials Memorandum from the Division of Investment Management, regarding an October 7, 2005 meeting with representatives of the SPARKS Institute, Inc.
Meeting with SEC Officials Memorandum from Office of Commissioner Atkins, regarding an August 16, 2005 telephone meeting with Dr. Harold Winters
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding an April 7, 2005 meeting with representatives of the Investment Company Institute
Public Comment Radu H. Pasovschi, Chairman & CEO, Sentere
Public Comment Robert G. Wuelfing, President, The SPARK Institute
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding a March 9, 2005 meeting with representatives of the SPARK Institute, Inc., Wachovia Corporation, MassMutual Financial Group, and the Depository Trust & Clearing Corporation
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding a December 17, 2003 meeting with the Depository Trust & Clearing Corporation
Public Comment Robert G. Wuelfing, The SPARK Institute
Public Comment David Fronek
Public Comment Norman Eaker, Principal, Operations, Edward Jones
Public Comment Anonymous reviewer
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding an November 16, 2004 meeting with representatives from Alliance Capital Management Corporation and the Office of Compliance Inspections and Examinations
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding an November 11, 2004 meeting with representatives from The SPARK Institute, Inc., Wachovia Corporation, and the United States Postal Service
Public Comment Anonymous reviewer
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding an October, 20, 2004 meeting with representatives from The SPARK Institute, Inc., the American Society of Pension Administrators, and Wachovia Corporation
Public Comment Anonymous reviewer
Public Comment Anonymous reviewer
Meeting with SEC Officials Memorandum from the Office of Commissioner Atkins regarding a September 15, 2004 meeting with representatives of the American Benefits Council, Charles Schwab & Co., Inc., Mass Mutual Financial Group, Manulife Financial, Hewitt Associates LLC, Automatic Data Processing, Inc., the Profit Sharing/401k Council of America, and Nationwide Insurance and Financial Services, Inc.
Meeting with SEC Officials Memorandum from the Office of Commissioner Glassman regarding a September 21, 2004 meeting with representatives of Financial Services Forum
Public Comment Frank Maguire, VP, Business Planning & Strategy, RPost
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding an August 23, 2004 meeting with representatives of the American Benefits Council, Charles Schwab & Co., Inc., Mass Mutual Financial Group, Hewitt Associates, Automatic Data Processing, the Profit Sharing 401(k) Council of America, and Nationwide Financial Services, Inc.
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding an August 18, 2004 meeting with representatives of the The SPARK Institute, Inc., the American Bankers Association, T. Rowe Price, and Wachovia Corporation
Public Comment Anonymous reviewer
Public Comment Thelma Kelly
Meeting with SEC Officials Memorandum from Patrick Von Bargen regarding a meeting with Chairman Donaldson and staff members and Marc Lackritz and other representatives of the Securities Industry Association
Meeting with SEC Officials Memorandum from the Office of Commissioner Glassman regarding a July 13, 2004, meeting with representatives of The SPARK Institute
Public Comment Michael P. DeGeorge, General Counsel, National Association for Variable Annuities

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-27-03
Release Number
IC-26288
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