Comments on Proposed Rule: Amendments to Rules Governing Pricing of Mutual Fund Shares

Comments have been received from individuals and entities using a variety of Letter Types:

Comment
A: 81
B: 9
C: 312
D: 462
E: 57
F: 4
G: 34
H: 12
I: 2

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Date Received
Date Letter Type Commenter Name
Public Comment Robert G. Wuelfing, the SPARK Institute
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding a May 27, 2004 meeting with representatives of the American Benefits Council, Charles Schwab & Co., Inc., Mass Mutual Financial Group, Hewitt Associates, SunGard Data Systems, Inc., JP Morgan, Automatic Data Processing, and the Profit Sharing 401(k) Council of America
Public Comment Deborah L. Van Horn, Administrative Manager, Rockingham Mutual Insurance Company, forwarded by Representative Bob Goodlatte
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding a May 6, 2004 submission by Fidelity Investments
Public Comment Samer Bazerbashi
Public Comment E. Bruce McEvoy, President & Chief Operating Officer, Seald Sweet LLC
Public Comment Werner Szydlow, Executive VP, W2A Design Group
Meeting with SEC Officials Memorandum from the Division of Investment Management, regarding May 4, 2004 a meeting with representatives of the National Defined Contribution Council, Hewitt Associates, Charles Schwab & Co., Inc. and Schwab Corporate Services, Delaware Investments, AMVESCAP, Automatic Data Processing, and J.P. Morgan
Public Comment Dora Edvalson forwarded by Senator Orrin G. Hatch
Public Comment Marlin D. Gilbert, Vice President - Human Resources, Southern States, LLC
Public Comment John R. Williams, Controller and Plan Administrator, Municipal Gas Authority of Georgia
Meeting with SEC Officials Memorandum from the Office of Commissioner Goldschmid, regarding a March 16, 2004 meeting with representatives from Automatic Data Processing, ASPA, Hewitt, Manulife, MassMutual, Nationwide, PSCA, Charles Schwab and Sungard Corbel
Meeting with SEC Officials Memorandum from the Office of Commissioner Goldschmid, regarding a March 30, 2004 meeting with representatives from Fidelity Investments, Edward Jones, ASPA, DTCC, and The Principal Financial Group
Public Comment Carolyn L. Saia, Director of Finance, Homac Mfg. Company Profit Sharing Retirement Plan
Public Comment Bill Mazzacca
Public Comment Helmuth J.H. Baerwald
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding two outlines submitted by Charles Schwab & Co., Inc.
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding an April 16, 2004 meeting with representatives of Fidelity Investments, the American Society of Pension Administrators, The Principal Financial Group, and The Depository Trust & Clearing Corporation ("DTCC")
Public Comment Dora Edvalson, PHR, Payson City Human Resource Coordinator
Public Comment Gary D. Plotz, City Administrator, City of Hutchinson, Minnesota
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding an April 14, 2004 meeting with representatives of SPARK Institute, Inc., Delta Data Software, Inc., and Wachovia Corporation
Public Comment B. I. L. Bruney, CPA, Director of Finance
Public Comment Dave Bashore, Manager, Radnor Township, Wayne, PA
Public Comment William F. Cassidy, Vice President - Benefits & Risk Management, AMVEST Corporation
Public Comment Kurt R. Hollar, Director - Employee Benefits, Safety & Health Services, Piedmont Natural Gas
Public Comment Stanley H. Hackett, Member, Troutman Sanders Retirement & Disability Committee
Public Comment Walfred E. Lundstrom, Town Treasurer, Yarmouth, MA
Public Comment Sen. Charles E. Grassley, Chairman, and Sen. Max Baucus, Ranking Member, U.S. Senate Committee on Finance
Public Comment Carey F. Smith, City Manager, Rock Hill, SC
Public Comment Gary Hibler, President, Jensen Investment Management, Inc., The Jensen Portfolio, Inc.

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-27-03
Release Number
IC-26288
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