Comments on Proposed Rule: Short Sales


Comment
(S7-23-03 form letter H; SR-NASD-2004-031 form letter A): 18 (Same as Type H for S7-23-03)
A: 18
B: 21
C: 18
D: 19
E: 2
F: 2
G: 17
I: 15
J: 4

Filter comments


Date Sort descending	Letter Type	Commenter Name
Nov. 7, 2003	Public Comment	Richard T. Remski
Nov. 7, 2003	Public Comment	Rick Farrington
Nov. 7, 2003	Public Comment	Ryan Sarnataro
Nov. 7, 2003	Public Comment	Tim Fuhrmann
Nov. 6, 2003	Public Comment	Bruce Barrett, Puerto Rico
Nov. 6, 2003	Public Comment	D Marren
Nov. 6, 2003	Public Comment	David E. Patch Jr.
Nov. 6, 2003	Public Comment	Judy Cline
Nov. 6, 2003	Public Comment	Scott W. Hatfield, S. W. Hatfield, CPA
Nov. 6, 2003	Public Comment	Tim Kelley
Nov. 6, 2003	Public Comment	William A. Gregg
Nov. 5, 2003	Public Comment	Mary Anne Slowik
Nov. 5, 2003	Public Comment	William Johnson
Nov. 4, 2003	Public Comment	Anonymous reviewer
Nov. 4, 2003	Public Comment	Sandra and Ken Hicks
Nov. 3, 2003	Public Comment	Robert K. Smith
Nov. 2, 2003	Public Comment	Alan S. Cameron
Nov. 2, 2003	Public Comment	Kevin Cundy
Nov. 2, 2003	Public Comment	Robert Peck
Nov. 1, 2003	Public Comment	Connie Seeney
Nov. 1, 2003	Public Comment	Lars D. Roose
Oct. 31, 2003	Public Comment	Lawrence Chernoff, British Columbia, Canada
Oct. 31, 2003	Public Comment	Mike Jirele
Oct. 31, 2003	Public Comment	Wendy G Dworken
Oct. 30, 2003	Public Comment	Michael J. Morrison, Esq.
Oct. 29, 2003	Public Comment	Peter Michaelson
Oct. 28, 2003	Public Comment	Erol Denizkurt
Oct. 23, 2003	Public Comment	Bill Katakis
Oct. 23, 2003	Public Comment	Jay Lucas, Ph.D.
Oct. 23, 2003	Public Comment	Larry Kucera

Last Reviewed or Updated: Dec. 18, 2025

File Number

S7-23-03

Release Number

34-48709