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Comments on Proposed Rule: Customer Margin Rules Relating to Security Futures

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Date Sort descending	Letter Type	Commenter Name
Dec. 5, 2001	Public Comment	Russell R. Wasendorf, Chairman & Chief Executive Officer, Peregrine Financial Group, Inc.
Dec. 5, 2001	Public Comment	Stephen Auerbach, Chief Operating Officer, SunGard Futures Systems
Dec. 5, 2001	Public Comment	The American Stock Exchange, Chicago Board Options Exchange, International Securities Exchange, the Options Clearing Corporation, Pacific Exchange and Philadelphia Stock Exchange
Dec. 5, 2001	Public Comment	Thomas W. Sexton, Vice President and General Counsel, National Futures Association, Chicago, IL
Nov. 30, 2001	Meeting with SEC Officials	Memorandum of Meeting with the FIA/SIA Joint Steering Committee on Securities Futures Regarding the Proposed Single Stock Future Margin and Customer Protection Rules (Exchange Act Release Nos. 44853 and 44854, respectively)
Oct. 29, 2001	Public Comment	Frank Partnoy, Professor of Law, University of San Diego School of Law
Oct. 16, 2001	Public Comment	Barbara Wierzynski, General Counsel, Futures Industry Association and Stuart Kaswell, General Counsel, Securities Industry Association
Oct. 12, 2001	Meeting with SEC Officials	Memorandum from Lisa N. Jones, SEC Division of Market Regulation

Last Reviewed or Updated: Dec. 18, 2025

File Number

S7-16-01

Release Number

34-44853

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