MEMORANDUM | ||
To: | File No. S7-16-01 | |
From: | Lisa N. Jones | |
Date: | October 12, 2001 | |
RE: | Customer Margin Proposals Relating to Security Futures | |
The purpose of this memo is to document that on October 12, 2001, the SEC staff, within the Division of Market Regulation, had a telephone conversation with Mary Bender, and Jim Adams at the Chicago Board Options Exchange ("CBOE") relating to customer margin proposals relating to security futures. |