Comments on Proposed Rule: Prohibition on the Use of Brokerage Commissions to Finance Distribution

Comments have been received from individuals and entities using a variety of Letter Types:

Comment
A: 925
B: 782
C: 6
D: 10
E: 5

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Date Received
Date Letter Type Commenter Name
Public Comment Eric Jahnke, Branch Office Manager/ MSC Corp, Grand Junction, Colorado
Public Comment Geoffrey L. London, Financial Advisor with New Era Financial Advisors Mutual Service Corp, Mpls, Minnesota
Public Comment Gloria Vonderheide, ChFC, Registered Representative, Mutual Service Corp, Grand Rapids, Michigan
Public Comment J. Mitchell
Public Comment Jack Gambetta, CFP, Past member, Board of Directors, Financial Planning Assoc. Cincinnati Chapter, Cincinnati, Ohio
Public Comment Jeffery L. Smith, Darlington, South Carolina
Public Comment John S. Beall, ChFC,CLU,LUTCF, LIC, Berrien Springs, Michigan
Public Comment Lynn M. Vance, CFP
Public Comment Marilyn S. Steinmetz, CFP, West Hartford, Connecticut
Public Comment Mary B. Robinson , Vancouver, Washington
Public Comment Michael J. Durkin, CFP, Cincinnati, Ohio
Public Comment Michael T. Shuttlesworth, Tuscaloosa, Alabama
Public Comment Richard Von Luft, Registered Securities Principal, La Habra, California
Public Comment Richard W. Budman, CLU, ChFC, Allentown, Pennsylvania
Public Comment Robert M. Wood, Chartered Financial Consultant with American College, Lutz, Florida
Public Comment Ronald J. Bickford, CFP, Minneaoplis, Minnesota
Public Comment Tim R. Guthrie, CFP, Bullseye Investment Strategies, Russellville, Ohio
Public Comment John H. Robinson
Public Comment Alain Nicolas, Roanoke, Virginia
Public Comment Dan Jamieson
Public Comment David H. McIntosh, Egg Harbor Twp., New Jersey
Public Comment Jack Thomas
Public Comment Joel N. Williams, Silver Spring, Maryland
Public Comment Colin F. Smith, Director of Investments, The Retirement Company, LLC, Cleveland, Ohio
Public Comment Joseph A. Zelson
Public Comment William F. Schoell
Public Comment Randolph Gregg, President, Mutual Funds Investment Company
Public Comment Donald C. Friedmann
Public Comment Jim Hergenroeder, Accredited Asset Management Specialist, Vice President - Investments
Public Comment Rick Ans

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-09-04
Release Number
IC-26356
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