Comments on Proposed Rule: Confirmation Requirements and Point of Sale Disclosure Requirements for Transactions in Certain Mutual Funds and Other Securities, and Other Confirmation Requirement Amendments, and Amendments to the Registration Form for Mutual Funds

Comments have been received from individuals and entities using a variety of Letter Types:

Comment
A: 2,687
B: 52
C: 14
D: 75
E: 90
F: 58
G: 633
H: 9
I: 2
J: 2043
K: 1,603
L: 113
M: 313
N: 4
O: 5

Filter comments

Date Received
Date Letter Type Commenter Name
Public Comment Creed C. Coffee, Jr., retired, Corpus Christi, Texas
Public Comment Dale R. Moburg
Public Comment Donald R. Chambers, independent investor, Menlo Park, California
Public Comment Douglas J. Fleming, Member, AAII, Westwood, Massachusetts
Public Comment Edward C. Jonson, Hudson, New Hampshire
Public Comment Eugene T. LaCroix , Jr., CLU CHFC, Grandville, Michigan
Public Comment Gary T. Jermain, Houston, Texas
Public Comment J. C. Sweeney
Public Comment James R. Weedon, D.V.M., AAII, San Antonio, Texas
Public Comment Jeffrey R. Foster, Vancouver, Washington
Public Comment Jeffrey R. Lamm, Atlanta, Georgia
Public Comment Joel Golden
Public Comment John A. McCrary, III, M.D., Houston, Texas
Public Comment John S. Foster, Portland, Oregon
Public Comment John W. Townsend, Kingwood, Texas
Public Comment Kenneth Scribner, Registered Investment Advisor, Trumbull, Connecticut
Public Comment Linda Raven, organizational development consultant, real estate agent, Sonoma, California
Public Comment Mike Pankey, The Woodlands, Texas
Public Comment Ravindra C. Vasavada, Ph.D., Gualala, California
Public Comment Russell T. Enis, Sun City, Arizona
Public Comment Seaver T. Page, M.D., AAII, Healdsburg, California
Public Comment Thomas P. Kidwell, M.D., Fair Oaks
Public Comment W. Irving Anthony, CFP
Public Comment Wayne R. Phillips, Jr., retired chemical engineer, Houston, Texas
Public Comment William C. Baker, AAII, Houston, Texas
Public Comment William C. Johnson, San Mateo County, California
Public Comment Win Alme, Casa Grande, Arizona
Public Comment Ashim Mehra, Equity Analyst, New York, New York
Public Comment Beverlie Langton
Public Comment Christopher James, Silver Spring, Maryland

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-06-04
Release Number
33-8358
34-49148
IC-26341
How to submit comments