Comments on Proposed Rule: Confirmation Requirements and Point of Sale Disclosure Requirements for Transactions in Certain Mutual Funds and Other Securities, and Other Confirmation Requirement Amendments, and Amendments to the Registration Form for Mutual Funds

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Date Sort descending	Letter Type	Commenter Name
March 30, 2005	Public Comment	Tom Scallon
March 30, 2005	Public Comment	Tom Stefaniak
March 30, 2005	Public Comment	Tom Walsh
March 30, 2005	Public Comment	Wally Schmieder, CLU, ChFC
March 30, 2005	Public Comment	William Alan Rock
March 30, 2005	Public Comment	Wilson Clary
March 29, 2005	Public Comment	Aaron J. Marberg, Bellingham, Washington
March 29, 2005	Public Comment	Charles R. Zloch, LUTCF
March 29, 2005	Public Comment	Charles Roe
March 29, 2005	Public Comment	D'Cater Joseph
March 29, 2005	Public Comment	David M. Edwards
March 29, 2005	Public Comment	David T. Wilson
March 29, 2005	Public Comment	Dennis F. Kratohwil
March 29, 2005	Public Comment	Diana Strahl
March 29, 2005	Public Comment	Elisse B. Walter, Executive Vice President, NASD
March 29, 2005	Public Comment	Elwood Syverson
March 29, 2005	Public Comment	Glenn Parsons
March 29, 2005	Public Comment	Gordon W.S.Yee
March 29, 2005	Public Comment	James H. Duren
March 29, 2005	Public Comment	James McPartland
March 29, 2005	Public Comment	Jean Digrande
March 29, 2005	Public Comment	Jeff Hoover
March 29, 2005	Public Comment	Jeff Layne
March 29, 2005	Public Comment	Jeff Shamis
March 29, 2005	Public Comment	Jeffrey A. Meyer
March 29, 2005	Public Comment	John Root
March 29, 2005	Public Comment	K. C. Lam
March 29, 2005	Public Comment	Karen I. Schwenk, Oakland, California
March 29, 2005	Public Comment	Kent E. Schroeder
March 29, 2005	Public Comment	Mark A. Reed

Last Reviewed or Updated: Dec. 18, 2025

File Number

S7-06-04

Release Number

33-8358

34-49148

IC-26341