Comments on Rulemaking Petition: Request for rulemaking under the Securities Exchange Act of 1934 to amend Rule 3360 of the Rules of Fair Practice of the National Association of Securities Dealers, Inc., regarding member records of "short" positions and reporting and public dissemination of aggregate positions by security

Comments have been received from individuals and entities using a variety of Letter Types:

Comment
A: 13
B: 8
C: 2

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Date Received
Date Sort descending Letter Type Commenter Name
Public Comment Mark Smith, Managing Partner, Securities Compliance
Public Comment Peter B. Fritzsche, President, Compton Presentation Systems
Public Comment Todd B. Fortier, Chief Financial Officer, PDGEnvironmental, Inc.
Public Comment Bernard E. Klein
Public Comment Brian Wilmot, CEO, Eagle Environmental Technologies Ltd
Public Comment Drew
Public Comment James L. Stariha, Chief Financial Officer, Southern Energy Homes, Inc.
Public Comment Jonathan T. Reid, General Counsel, V.P. of Legal Affairs, Raser Technologies, Inc.
Public Comment Kem T. Reliford
Public Comment Larry Leverton, VP/Secretary, Technical Ventures Inc.
Public Comment Michael D. Heilman, President, Global TransNet Corp.
Public Comment Ronald S. Knutsen, St. Paul, Minnesota
Public Comment Turan M. Itil, M. D., President/Chairman/CEO, Alzheimer's, Inc.
Public Comment Turan M. Itil, M. D., President/Chairman/CEO, Alzheimer's, Inc.
Public Comment Geoff Mussellam, North Vancouver, B.C., Canada
Public Comment Harj S. Gill, BSc., FCSI Chief Executive Officer, AMS Homecare, Inc.
Public Comment John D. Hipsley
Public Comment LynnArt11
Public Comment R.G. Petersen
Public Comment Was AA
Public Comment Anthony A. Maher, Chairman, President & CEO, PCS Edventures, Inc.
Public Comment Irwin Horowitz
Public Comment Jameson Rose, Chief Financial Officer, Western Media Group Corporation
Public Comment John Q. Shaw, President and CEO, New Century Bancorp Inc.
Public Comment Kenneth Ryan
Public Comment Monte Ross, CEO, Ultradata Systems, Inc.
Public Comment Robert L. Trinka, Chairman & CEO, PhyHealth
Public Comment Robin
Public Comment Thomas C. Edwards, Ph.D. President/Chief technical Officer, DynEco Corporation
Public Comment Thomas C. Edwards, Ph.D., President/Chief Technical Officer, DynEco Corporation

Last Reviewed or Updated: Dec. 18, 2025

File Number
4-500