Comments on Concept Release: Securities Transactions Settlement

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Date Received
Date Letter Type Commenter Name
Public Comment Gene Finn
Public Comment Gene Finn
Public Comment Kelly Bruce Beeman
Public Comment Jim Mulkey, Englewood, FL
Public Comment Ed Morgan
Public Comment Michael Stevenson
Public Comment Will Hobson
Public Comment Darla C. Stuckey, Corporate Secretary, New York Stock Exchange, Inc.
Public Comment Margaret R. Blake, Counsel to the Association, Dan W. Schneider, Counsel to the Association, The Association of Global Custodians
Public Comment Jill M. Considine, Chairman and Chief Executive Officer
Public Comment Stephan Miller
Public Comment Christine Sumner, Pacific Life Insurance Company, Chair, The Asset Managers Forum STP Committee
Additional Files:
Public Comment Dave Patch
Public Comment Diane M. Butler, Director - Transfer Agency & International Operations, Investment Company Institute
Public Comment Fionnuala Martin, STP Program Manager, BMO Nesbitt Burns
Public Comment Frank DiMarco, Merrill Lynch & Co., Inc., Chair, STP Steering Committee, The Bond Market Association
Public Comment G.J. (Gerry) O'Mahoney, Chair, Board of Directors, Canadian Capital Markets Association ( Association canadienne des marches des capitaux)
Public Comment Ian Gilhooley, The Canadian Depository for Securities Limited
Public Comment Jeffrey C. Bernstein, Chairman, SIA STP Steering Committee, Securities Industry Association
Public Comment Kevin R. Smith, Chair, ISITC-IOA (North America)
Public Comment Michael J. Alexander, Senior Vice President, Charles Schwab & Co., Inc.
Public Comment Michael O'Conor, Chairman Global Steering Committee and Peter Randall, Executive Director, FIX Protocol Limited
Public Comment Norman Eaker, Principal, Edward Jones
Public Comment Steven Donovan, Director Of Global Investment Technology, MFS Investments
Public Comment W. Leo McBlain, Chairman and Thomas J. Jordan, Executive Director, Financial Information Forum
Public Comment William A. Harris, Vice President & Assistant General Counsel, Mellon Investor Services LLC
Public Comment Carl T. Hagberg, Carl T. Hagberg and Associates
Public Comment Charles V. Rossi, President, The Securities Transfer Association, Inc.
Public Comment David C. Donald, Research Associate, Institute for Law and Finance
Public Comment Steve G. Nelson, President and Chairman of the Board, Continental Stock Transfer & Trust Company

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-13-04
Release Number
33-8398
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