Comments on Concept Release: Securities Transactions Settlement

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Date Received
Date Letter Type Commenter Name
Public Comment Wayne A. Wirtz, Assistant General Counsel, SBC Communications Inc.
Public Comment Will DuMond, Metropolitan College of New York-School of Business
Public Comment Donald J. Kenney, Chairman, President, and Chief Executive Officer, EquiServe, Inc.
Public Comment Jeff Potter, Vice President, The Northern Trust Company
Public Comment John T. W. Pace, President, Cape Securities, Inc, Jacksonville, North Carolina
Public Comment Karl H. Wagner, President, Corporate Transfer Association
Public Comment Richard M. Barnowski, Secretary-Treasurer, Securities Transfer Association of Canada
Public Comment Thomas Sargant, President, Regional Municipal Operations Association
Public Comment Michael Atkin, Vice President and Director, Financial Information Services Division, Software & Information Industry Association
Public Comment David G. Tittsworth, Executive Director, Investment Counsel Association of America
Public Comment Adam J. Bryan, President and CEO, Omgeo LLC
Public Comment Michael Manton, President, The Securities Information Center
Public Comment Drew Field Law Offices
Public Comment Martin Wilson, Chairman
Public Comment Ms. Marialina Dominguez, Executive Director - Shareowner Services, Verizon Communications Inc.
Public Comment Sennett Kirk
Public Comment James L. Nesfield
Public Comment Michael Sweeney, Vice President, Custody Services, Sumitomo Trust & Banking, Co. (USA)
Public Comment David Patch, Topsfield, Massachusetts
Public Comment Leonard W. Burningham, Esq.
Public Comment Viking
Public Comment James M. Grant, Senior Director-Investor Relations, RadioShack Corp., Fort Worth, Texas
Public Comment Dr. Arnold J. Wolf
Public Comment Nicholas Fung, Independent Brokerage Consultant
Public Comment James J. Angel, Ph.D., CFA, Associate Professor of Finance, McDonough School of Business, Georgetown University, Washington D.C.
Public Comment Ralph S. Saul, Philadelphia, Pennsylvania
Public Comment Robert Goldberg, President, e3m Investments Inc.
Public Comment Larry Bush
Public Comment Medha Parthasarathy, ACA, Govandi, Mumbai, India
Public Comment Kevin Kopaunik, President, Fidelity Transfer Company, Salt Lake City, Utah

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-13-04
Release Number
33-8398
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