OneChicago Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-72441 | Jun 20, 2014 | SR-OC-2014-02 | OneChicago | Notice of Filing of Proposed Rule Change To Update OCX's Rulebook for Filings Previously Made with the Commodity Futures Trading Commission See Also - Exhibit 4 |
| 34-72240 | May 23, 2014 | SR-OC-2014-01 | OneChicago | Notice of Filing of Proposed Rule Change to Suspend Competitive Trading of EFPs See Also - Exhibit 4 |
| 34-71145 | Dec 19, 2013 | SR-OC-2013-03 | OneChicago | Notice of Filing of Proposed Rule Change To Amend Rules 143 and 417 Relating to Block Trade Reporting See Also - Exhibit 4 |
| 34-65053 | Aug 8, 2011 | SR-OC-2011-01 | OneChicago | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Allow for Four Decimal Point Pricing for Block and Exchange for Physical ("EFPs") Trades See Also - Exhibit 4 |
| 34-62582 | Jul 28, 2010 | SR-OC-2010-03 | OneChicago | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by OneChicago, Amending Rule 419(a), Regulatory Halts See Also - Exhibit 5 |
| 34-62398 | Jun 28, 2010 | SR-OC-2010-02 | OneChicago | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by OneChicago Amending Position Limits |
| 34-61346 | Jan 13, 2010 | SR-OC-2009-04 | OneChicago | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change, as Modified by Amendment No. 1, Changing Its Listing Standards in Conformance With the November 19, 2009 Joint Order Modifying the Listing Standards Requirements Under Section 6(h) of the Securities Exchange Act of 1934 and the Criteria Under Section 2(a)(1) of the Commodity Exchange Act See Also - Exhibit 4 |
| 34-61172 | Dec 16, 2009 | SR-OC-2009-03 | OneChicago | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change, as Modified by Amendment No. 1, Changing Its Listing Standards in Conformance With Amended Joint Order See Also - Exhibit 4 |
| 34-60143 | Jun 19, 2009 | SR-OC-2009-02 | OneChicago | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Widening the Bid/Ask Spread for Quoting Market-Makers |
| 34-59744 | Apr 9, 2009 | SR-OC-2009-01 | OneChicago | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Eliminating the $3 Market Price Maintenance Standard |