National Securities Exchanges - Current
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To browse the full list, please visit National Securities Exchanges - All Years.
| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-101005 | Sep 12, 2024 | SR-NYSE-2024-03, SR-NYSEAMER-2024-02, SR-NYSEARCA–2024–02, SR-NYSECHX–2024–02, SR-NYSENAT–2024–01 | New York Stock Exchange LLC (NYSE), NYSE American LLC (NYSEAMER), NYSE Arca (NYSEARCA), NYSE Chicago, Inc. (NYSECHX), NYSE National, Inc. (NYSENAT) | Notice of Withdrawal of Proposed Rule Change to Establish Fees Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail View Received Comments Submit a Comment on SR-BOX-2024-03
|
| 34-100982 | Sep 10, 2024 | SR-NYSE-2024-40 | New York Stock Exchange LLC (NYSE) | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend Rule 7.31(f)(1) Comments Due: August 22, 2024 |
| 34-100963 | Sep 6, 2024 | SR-NYSE-2024-49 | New York Stock Exchange LLC (NYSE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Existing Note in the Connectivity Fee Schedule Comments Due: October 3, 2024 See Also - Exhibit 5 |
| 34-100918 | Sep 4, 2024 | SR-NYSE-2024-47 | New York Stock Exchange LLC (NYSE) | Notice of Filing of Proposed Rule Change to Amend Section 102.01 of the NYSE Listed Company Manual to Provide that the Distribution Standard therein Will Be Calculated on a Worldwide Basis View Received Comments See Also - Exhibit 5 |
| 34-100828 | Aug 27, 2024 | SR-NYSE-2024-46 | New York Stock Exchange LLC (NYSE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Industry Members Related to Reasonably Budgeted Costs of the National Market System Plan Governing the Consolidated Audit Trail for the Period From July 16, 2024 Th Comments Due: September 24, 2024 View Received Comments See Also - Exhibit 5 |
| 34-100790 | Aug 21, 2024 | SR-NYSE-2024-35 | New York Stock Exchange LLC (NYSE) | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend Section 302.00 of the NYSE Listed Company Manual to Exempt Closed-End Funds Registered Under the Investment Company Act of 1940 From the Requirement to Hold View Received Comments |
| 34-100731 | Aug 15, 2024 | SR-NYSE-2024-45 | New York Stock Exchange LLC (NYSE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Price List Comments Due: September 11, 2024 See Also - Exhibit 5 |
| 34-100720 | Aug 13, 2024 | SR-NYSE-2024-23 | New York Stock Exchange LLC (NYSE) | Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend Section 703.12(II) of the NYSE Listed Company Manual to Expand the Circumstances Under Which Rights May Be Listed on the NYSE |
| 34-100643 | Aug 2, 2024 | SR-NYSE-2024-42 | New York Stock Exchange LLC (NYSE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Price List Comments Due: August 29, 2024 See Also - Exhibit 5 |
| 34-100628 | Jul 31, 2024 | SR-BOX-2024-03, SR-BX-2024-002, SR-C2-2024-002, SR-CBOE-2024-003, SR-CboeBYX-2024-002, SR-CboeBZX-2024-004, SR-CboeEDGA-2024-002, SR-CboeEDGX-2024-005, SR-EMERALD-2024-01, SR-FINRA-2024-002, SR-GEMX-2024-02, SR-IEX-2024-01, SR-ISE-2024-02, SR-LTSE-2024-02, SR-MEMX-2024-01, SR-MIAX-2024-02, SR-MRX-2024-01, SR-NASDAQ-2024-001, SR-NYSE-2024-03, SR-NYSEAMER-2024-02, SR-NYSEARCA-2024-02, SR-NYSECHX-2024-02, SR-NYSENAT-2024-01, SR-PEARL-2024-01, SR-PEARL-2024-02, SR-Phlx-2024-01 | BOX Exchange LLC (BOX), Nasdaq BX, Inc. (BX), Cboe C2 Exchange, Inc. (C2), Cboe Exchange, Inc. (CBOE), Cboe BYX Exchange, Inc. (CboeBYX), Cboe BZX Exchange, Inc. (CboeBZX), Cboe EDGA Exchange, Inc. (CboeEDGA), Cboe EDGX Exchange, Inc. (CboeEDGX), MIAX Emerald, LLC (EMERALD), Financial Industry Regulatory Authority (FINRA), Nasdaq GEMX, LLC (GEMX), Investors Exchange LLC (IEX), Nasdaq ISE, LLC (ISE), Long-Term Stock Exchange, Inc. (LTSE), MEMX LLC (MEMX), Miami International Securities Exchange, LLC (MIAX), Nasdaq MRX, LLC (MRX), The Nasdaq Stock Market LLC (NASDAQ), New York Stock Exchange LLC (NYSE), NYSE American LLC (NYSEAMER), NYSE Arca (NYSEARCA), NYSE Chicago, Inc. (NYSECHX), NYSE National, Inc. (NYSENAT), MIAX PEARL, LLC (PEARL), Nasdaq PHLX LLC (Phlx) | Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes to Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan G View Received Comments |