National Securities Exchanges - Current
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To browse the full list, please visit National Securities Exchanges - All Years.
| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-98857 | Nov 3, 2023 | SR-NYSEARCA-2023-73 | NYSE Arca (NYSEARCA) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.37-E Comments Due: days after publication in the Federal Register. Comments Due: November 30, 2023 View Received Comments See Also - Exhibit 5 Submit a Comment on SR-NYSEARCA-2023-73
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| 34-98780 | Oct 23, 2023 | SR-NYSEARCA-2023-70 | NYSE Arca (NYSEARCA) | Notice of Filing of Proposed Rule Change to List and Trade Shares of the Grayscale Ethereum Trust under NYSE Arca Rule 8.201-E (Commodity-Based Trust Shares) View Received Comments |
| 34-98765 | Oct 17, 2023 | SR-NYSEARCA-2023-71 | NYSE Arca (NYSEARCA) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to List and Trade Shares of the John Hancock Fundamental All Cap Core ETF Under Rule 8.601-E, Active Proxy Portfolio Shares Comments Due: November 13, 2023 |
| 34-98693 | Oct 5, 2023 | SR-NYSEARCA-2023-69 | NYSE Arca (NYSEARCA) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the NYSE Arca Options Fee Schedule Comments Due: November 3, 2023 See Also - Exhibit 5 |
| 34-98676 | Oct 3, 2023 | SR-NYSEARCA-2023-68 | NYSE Arca (NYSEARCA) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the NYSE Arca Options Fee Schedule to Modify the Options Regulatory Fee Comments Due: October 31, 2023 See Also - Exhibit 5 |
| 34-98663 | Sep 29, 2023 | SR-NYSEARCA-2023-67 | NYSE Arca (NYSEARCA) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to List and Trade Shares of the American Century Focused Dynamic Growth ETF and the American Century Focused Large Cap Value ETF Under NYSE Arca Rule 8.601-E (Active Proxy Portfolio Shar Comments Due: October 25, 2023 |
| 34-98607 | Sep 28, 2023 | SR-NYSEARCA-2023-44 | NYSE Arca (NYSEARCA) | Notice of Filing of Amendment No. 1 to, and Order Instituting Proceedings to Determine Whether to Approve or Disapprove, a Proposed Rule Change to List and Trade Shares of the Bitwise Bitcoin ETP Trust under NYSE Arca Rule 8.201-E (Commodity-Based Trust S View Received Comments |
| 34-98620 | Sep 28, 2023 | SR-NYSEARCA-2023-66 | NYSE Arca (NYSEARCA) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 0 Comments Due: October 25, 2023 See Also - Exhibit 5 |
| 34-98567 | Sep 27, 2023 | SR-NYSEARCA-2023-63 | NYSE Arca (NYSEARCA) | Notice of Filing of a Proposed Rule Change to List and Trade Shares of the Grayscale Ethereum Futures Trust (ETH) ETF under NYSE Arca Rule 8.200-E, Commentary .02 (Trust Issued Receipts) View Received Comments |
| 34-98564 | Sep 27, 2023 | SR-NYSEARCA-2023-58 | NYSE Arca (NYSEARCA) | Notice of Filing of a Proposed Rule Change Regarding the Hashdex Bitcoin Futures ETF View Received Comments |