National Securities Exchanges - Current

This page shows releases issued in the last two year period. To browse the full list, please visit National Securities Exchanges - All Years.

We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

To browse the full list, please visit National Securities Exchanges - All Years.

Release Number SEC Issue Date Sort descending File Number SRO Organization Details
34-99290 Jan 8, 2024 SR-CboeBZX-2023-044 Cboe BZX Exchange, Inc. (CboeBZX) Notice of Filing of Amendment No. 3 to a Proposed Rule Change to List and Trade Shares of the Fidelity Wise Origin Bitcoin Fund under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares
View Received Comments
34-99289 Jan 8, 2024 SR-CboeBZX-2023-040 Cboe BZX Exchange, Inc. (CboeBZX) Notice of Filing of Amendment No. 2 to a Proposed Rule Change to List and Trade Shares of the VanEck Bitcoin Trust under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares
View Received Comments
34-99288 Jan 8, 2024 SR-CboeBZX-2023-028 Cboe BZX Exchange, Inc. (CboeBZX) Notice of Filing of Amendment No. 5 to a Proposed Rule Change to List and Trade Shares of the ARK 21Shares Bitcoin ETF under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares
View Received Comments
34-99286 Jan 8, 2024 SR-CboeBZX-2023-072 Cboe BZX Exchange, Inc. (CboeBZX) Notice of Filing of Amendment No. 1 to a Proposed Rule Change to List and Trade Shares of the Franklin Bitcoin ETF under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares
View Received Comments
34-99287 Jan 8, 2024 SR-NASDAQ-2023-019 The Nasdaq Stock Market LLC (NASDAQ) Notice of Filing of Amendment No. 1 to a Proposed Rule Change to List and Trade Shares of the Valkyrie Bitcoin Fund Under Nasdaq Rule 5711(d), Commodity-Based Trust Shares
34-99283 Jan 8, 2024 SR-CboeBZX-2023-038 Cboe BZX Exchange, Inc. (CboeBZX) Notice of Filing of Amendment No. 2 to a Proposed Rule Change to List and Trade Shares of the Invesco Galaxy Bitcoin ETF under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares
View Received Comments
34-99282 Jan 8, 2024 SR-NYSEAMER-2024-01 NYSE American LLC (NYSEAMER) Notice of Filing and Immediate Effectiveness of Proposed Change to Amend Certain Transaction Fees and Credits in the NYSE American Equities Price List and Fee Schedule
Comments Due: February 2, 2024
See Also - Exhibit 5
34-99295 Jan 8, 2024 SR-NASDAQ-2023-016 The Nasdaq Stock Market LLC (NASDAQ) Notice of Filing of Amendment No. 1 to a Proposed Rule Change to List and Trade Shares of the iShares Bitcoin Trust Under Nasdaq Rule 5711(d)
View Received Comments
34-99280 Jan 5, 2024 SR-CboeEDGX-2024-002 Cboe EDGX Exchange, Inc. (CboeEDGX) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule
Comments Due: February 1, 2024
See Also - Exhibit 5
34-99279 Jan 5, 2024 SR-NYSEARCA-2023-37 NYSE Arca (NYSEARCA) Notice of Withdrawal of a Proposed Rule Change to List and Trade Shares of the COtwo Advisors Physical European Carbon Allowance Trust under NYSE Arca Rule 8.201-E
View Received Comments