National Securities Exchanges - Current

This page shows releases issued in the last two year period. To browse the full list, please visit National Securities Exchanges - All Years.

We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

To browse the full list, please visit National Securities Exchanges - All Years.

Release Number SEC Issue Date Sort descending File Number SRO Organization Details
34-99321 Jan 11, 2024 SR-CboeBZX-2024-002 Cboe BZX Exchange, Inc. (CboeBZX) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Modify Historical Depth Data Fees
Comments Due: February 8, 2024
See Also - Exhibit 5
34-99318 Jan 11, 2024 SR-PEARL-2023-73 MIAX PEARL, LLC (PEARL) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Equities Fee Schedule to Expand the NBBO Setter Plus Program and Remove the Step-Up Added Liquidity Rebate
Comments Due: February 8, 2024
See Also - Exhibit 5
34-99327 Jan 11, 2024 SR-NYSEARCA-2024-03 NYSE Arca (NYSEARCA) Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Schedule of Fees and Charges
Comments Due: February 8, 2024
See Also - Exhibit 5
34-99326 Jan 11, 2024 SR-CBOE-2024-002 Cboe Exchange, Inc. (CBOE) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule Related to Certain Data Fees
Comments Due: February 8, 2024
See Also - Exhibit 5
34-99325 Jan 11, 2024 SR-C2-2024-001 Cboe C2 Exchange, Inc. (C2) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Add Historical Depth Data Fee
Comments Due: February 8, 2024
See Also - Exhibit 5
34-99320 Jan 11, 2024 SR-CboeBYX-2024-001 Cboe BYX Exchange, Inc. (CboeBYX) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Modify Historical Depth Data Fees
Comments Due: February 8, 2024
See Also - Exhibit 5
34-99311 Jan 10, 2024 SR-CboeBYX-2023-020 Cboe BYX Exchange, Inc. (CboeBYX) Notice of Filing of a Proposed Rule Change to Modify Rule 11.24 to Introduce an Enhanced RPI Order and Expand its Retail Price Improvement Program to Include Securities Priced Below $1.00
Comments Due: February 7, 2024
View Received Comments
See Also - Exhibit 5
34-99306 Jan 10, 2024 SR-NYSEArca-2021-90, SR-NYSEARCA-2023-44, SR-NYSEARCA-2023-58, SR-NASDAQ-2023-016, SR-NASDAQ-2023-019, SR-CboeBZX-2023-028, SR-CboeBZX-2023-038, SR-CboeBZX-2023-040, SR-CboeBZX-2023-042, SR-CboeBZX-2023-044, SR-CboeBZX-2023-072 NYSE Arca (NYSEARCA), The Nasdaq Stock Market LLC (NASDAQ), Cboe BZX Exchange, Inc. (CboeBZX) Order Granting Accelerated Approval of Proposed Rule Changes, as Modified by Amendments Thereto, to List and Trade Bitcoin-Based Commodity-Based Trust Shares and Trust Units
View Received Comments
34-99307 Jan 10, 2024 SR-CboeBZX-2024-003 Cboe BZX Exchange, Inc. (CboeBZX) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Adopt Fees for the Short Interest Report
Comments Due: February 7, 2024
34-99310 Jan 10, 2024 SR-CboeBZX-2024-001 Cboe BZX Exchange, Inc. (CboeBZX) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Remove the Cross Asset Tier
Comments Due: February 7, 2024
See Also - Exhibit 5