National Securities Exchanges - Current
This page shows releases issued in the last two year period. To browse the full list, please visit National Securities Exchanges - All Years.
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To browse the full list, please visit National Securities Exchanges - All Years.
| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-98962 | Nov 16, 2023 | SR-NYSE-2023-44 | New York Stock Exchange LLC (NYSE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Connectivity Fee Schedule Comments Due: December 13, 2023 See Also - Exhibit 5 Submit a Comment on SR-NYSE-2023-44
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| 34-98953 | Nov 15, 2023 | SR-NYSE-2023-41 | New York Stock Exchange LLC (NYSE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Price List Comments Due: December 12, 2023 See Also - Exhibit 5 |
| 34-98937 | Nov 14, 2023 | SR-NYSE-2023-29, SR-NYSENAT-2023-18, SR-NYSECHX-2023-16, SR-NYSEAMER-2023-39, SR-NYSEARCA-2023-53 | New York Stock Exchange LLC (NYSE) | Order Approving Proposed Rule Changes to Establish Certain Alternative Procedures for the Allocation of Power in Co-Location |
| 34-98891 | Nov 8, 2023 | SR-NYSE-2023-40 | New York Stock Exchange LLC (NYSE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.31 Comments Due: December 6, 2023 See Also - Exhibit 5 |
| 34-98879 | Nov 7, 2023 | SR-NYSE-2023-09 | New York Stock Exchange LLC (NYSE) | Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to Amend the NYSE Listed Company Manual to Adopt Listing Standards for Natural Asset Companies View Received Comments |
| 34-98874 | Nov 7, 2023 | SR-NYSE-2023-39 | New York Stock Exchange LLC (NYSE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rules 9521 and 9522 to Correct Obsolete References to a FINRA Department Comments Due: December 5, 2023 See Also - Exhibit 5 |
| 34-98869 | Nov 6, 2023 | SR-NYSE-2023-36 | New York Stock Exchange LLC (NYSE) | Notice of Filing of Proposed Enhancements to Its Designated Market Maker Program View Received Comments See Also - Exhibit 5 |
| 34-98863 | Nov 6, 2023 | SR-NYSE-2023-35 | New York Stock Exchange LLC (NYSE) | Notice of Withdrawal of Proposed Rule Change to Amend Its Price List |
| 34-98855 | Nov 3, 2023 | SR-NYSE-2023-38 | New York Stock Exchange LLC (NYSE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.37 Comments Due: November 30, 2023 See Also - Exhibit 5 |
| 34-98666 | Sep 29, 2023 | SR-NYSE-2023-35 | New York Stock Exchange LLC (NYSE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Price List Comments Due: October 25, 2023 See Also - Exhibit 5 |