National Securities Exchanges - Current
This page shows releases issued in the last two year period. To browse the full list, please visit National Securities Exchanges - All Years.
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
To browse the full list, please visit National Securities Exchanges - All Years.
| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-99225 | Dec 21, 2023 | SR-NYSE-2023-09 | New York Stock Exchange LLC (NYSE) | Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend the NYSE Listed Company Manual to Adopt Listing Standards for Natural Asset Companies View Received Comments |
| 34-99205 | Dec 19, 2023 | SR-NYSE-2023-41 | New York Stock Exchange LLC (NYSE) | Notice of Withdrawal of Proposed Rule Change to Amend Its Price List |
| 34-99206 | Dec 19, 2023 | SR-NYSE-2023-50 | New York Stock Exchange LLC (NYSE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Price List Comments Due: January 16, 2024 See Also - Exhibit 5 Submit a Comment on SR-NYSE-2023-50
|
| 34-99161 | Dec 13, 2023 | SR-NYSE-2023-36 | New York Stock Exchange LLC (NYSE) | Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change Regarding Enhancements to its DMM Program View Received Comments |
| 34-99165 | Dec 13, 2023 | SR-NYSE-2023-48 | New York Stock Exchange LLC (NYSE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Connectivity Fee Schedule Comments Due: January 9, 2024 See Also - Exhibit 5 |
| 34-99120 | Dec 8, 2023 | SR-NYSE-2023-47 | New York Stock Exchange LLC (NYSE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Harmonize Rules 9261 and 9830 Comments Due: January 4, 2024 See Also - Exhibit 5 |
| 34-99091 | Dec 6, 2023 | SR-NYSE-2023-49 | New York Stock Exchange LLC (NYSE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Sections 902.02 and 902.03 of the NYSE Listed Company Manual to Amend its Initial Listing Fee and Certain of its Annual Fees Comments Due: January 2, 2024 See Also - Exhibit 5 |
| 34-99049 | Nov 30, 2023 | SR-NYSE-2023-45 | New York Stock Exchange LLC (NYSE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Update Citations to Rule 600(b) of Regulation National Market System Comments Due: December 27, 2023 See Also - Exhibit 5 |
| 34-98976 | Nov 16, 2023 | SR-NYSE-2023-42 | New York Stock Exchange LLC (NYSE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Expand the Application of the Per User Access Fee for Use of Certain Market Data Products by Redistributors Comments Due: December 13, 2023 See Also - Exhibit 5 |
| 34-98967 | Nov 16, 2023 | SR-NYSE-2023-34 | New York Stock Exchange LLC (NYSE) | Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change to Amend Section 312.03(b) of the NYSE Listed Company Manual to Modify the Circumstances Under Which a Listed Company Must Obtain Shareholder Approval of a Sale of Secu Comments Due: January 23, 2024 View Received Comments |