National Securities Exchanges - Current
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To browse the full list, please visit National Securities Exchanges - All Years.
| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-98733 | Oct 12, 2023 | SR-PEARL-2023-52 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the MIAX Pearl Options Fee Schedule for Purge Ports Comments Due: November 8, 2023 View Received Comments See Also - Exhibit 5 Submit a Comment on SR-PEARL-2023-52
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| 34-98729 | Oct 12, 2023 | SR-PEARL-2023-56 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule Related to the Options Regulatory Fee Comments Due: November 8, 2023 View Received Comments See Also - Exhibit 5 |
| 34-98692 | Oct 5, 2023 | SR-PEARL-2023-35 | MIAX PEARL, LLC (PEARL) | Notice of Withdrawal of Proposed Rule Change to Amend the Fee Schedule to Modify Certain Connectivity Fees and Ports Fees View Received Comments |
| 34-98658 | Sep 29, 2023 | SR-PEARL-2023-35 | MIAX PEARL, LLC (PEARL) | Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Change to Amend the Fee Schedule To Modify Certain Connectivity and Port Fees View Received Comments |
| 34-98618 | Sep 28, 2023 | SR-PEARL-2023-50 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by MIAX PEARL, LLC to Amend the MIAX Pearl Equities Fee Schedule Comments Due: October 25, 2023 See Also - Exhibit 5 |
| 34-98584 | Sep 28, 2023 | SR-PEARL-2023-51 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Equities Fee Schedule to Modify Certain Connectivity and Port Fees Comments Due: October 25, 2023 See Also - Exhibit 5 |
| 34-98535 | Sep 26, 2023 | SR-PEARL-2023-47 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by MIAX PEARL, LLC to Renumber the MIAX Pearl Equities Rulebook Comments Due: October 23, 2023 See Also - Exhibit 5 |
| 34-98529 | Sep 26, 2023 | SR-PEARL-2023-48 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 2614(f) of the MIAX Pearl Equities Rulebook to Allow Self-Trade Protection Between Users that Access the Exchange Through a Direct Connection and Sponsored Acces Comments Due: October 23, 2023 |
| 34-98527 | Sep 26, 2023 | SR-PEARL-2023-46 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Options Fee Schedule Comments Due: October 23, 2023 See Also - Exhibit 5 |
| 34-98515 | Sep 25, 2023 | SR-PEARL-2023-49 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Provide Eligible Members Another Opportunity to Elect to Participate in the Maintaining Qualifications Program Comments Due: October 20, 2023 |