National Securities Exchanges - Current
This page shows releases issued in the last two year period. To browse the full list, please visit National Securities Exchanges - All Years.
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To browse the full list, please visit National Securities Exchanges - All Years.
Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
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34-100625 | Jul 31, 2024 | SR-NYSE-2024-41 | New York Stock Exchange LLC (NYSE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Rule 7.31 Comments Due: August 27, 2024 See Also - Exhibit 5 Submit a Comment on SR-NYSE-2024-41
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34-100609 | Jul 26, 2024 | SR-NYSE-2024-40 | New York Stock Exchange LLC (NYSE) | Notice of Filing of Proposed Rule Change to Amend Rule 7.31(f)(1) Comments Due: August 22, 2024 See Also - Exhibit 5 |
34-100603 | Jul 25, 2024 | SR-NYSE-2024-39 | New York Stock Exchange LLC (NYSE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Proprietary Market Data Fee Schedule to Establish an Access Fee for the NYSE Pillar Depth Data Feed Comments Due: August 21, 2024 See Also - Exhibit 5 |
34-100602 | Jul 25, 2024 | SR-NYSE-2024-38 | New York Stock Exchange LLC (NYSE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for the NYSE Aggregated Lite Data Feed Comments Due: August 21, 2024 See Also - Exhibit 5 |
34-100585 | Jul 24, 2024 | SR-NYSE-2024-21 | New York Stock Exchange LLC (NYSE) | Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2, to Amend Section 802.01D of the NYSE Listed Company Manual Concerning the Suspension and Delisting of a Listed Company t Comments Due: August 20, 2024 View Received Comments |
34-100480 | Jul 9, 2024 | SR-NYSE-2024-18 | New York Stock Exchange LLC (NYSE) | Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend Section 102.06 of the NYSE Listed Company Manual to Provide that a Special Purpose Acquisition Company Can Remain Listed Until Forty-Two Months fro Comments Due: August 5, 2024. Rebuttal comments should be submitted by August 19, 2024. View Received Comments |
34-100460 | Jul 3, 2024 | SR-NYSE-2024-35 | New York Stock Exchange LLC (NYSE) | Notice of Filing of Proposed Rule Change Amending Section 302.00 of the NYSE Listed Company Manual to Exempt Closed-End Funds Registered Under the Investment Company Act of 1940 From the Requirement to Hold Annual Shareholder Meetings View Received Comments See Also - Exhibit 5 |
34-100459 | Jul 3, 2024 | SR-NYSE-2023-36 | New York Stock Exchange LLC (NYSE) | New York Stock Exchange LLC; Notice of Withdrawal of Proposed Rule Change Regarding Enhancements to its DMM Program View Received Comments |
34-100437 | Jun 26, 2024 | SR-NYSE-2024-23 | New York Stock Exchange LLC (NYSE) | Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to Amend Section 703.12(II) of the NYSE Listed Company Manual to Expand the Circumstances Under Which Rights May Be Listed on the NYSE |
34-100421 | Jun 25, 2024 | SR-NYSE-2024-37 | New York Stock Exchange LLC (NYSE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Connectivity Fee Schedule Comments Due: July 22, 2024 See Also - Exhibit 5 |