National Securities Exchanges - Current

This page shows releases issued in the last two year period. To browse the full list, please visit National Securities Exchanges - All Years.

We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

To browse the full list, please visit National Securities Exchanges - All Years.

Release Number SEC Issue Date Sort descending File Number SRO Organization Details
34-100625 Jul 31, 2024 SR-NYSE-2024-41 New York Stock Exchange LLC (NYSE) Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Rule 7.31
Comments Due: August 27, 2024
See Also - Exhibit 5
34-100609 Jul 26, 2024 SR-NYSE-2024-40 New York Stock Exchange LLC (NYSE) Notice of Filing of Proposed Rule Change to Amend Rule 7.31(f)(1)
Comments Due: August 22, 2024
See Also - Exhibit 5
34-100603 Jul 25, 2024 SR-NYSE-2024-39 New York Stock Exchange LLC (NYSE) Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Proprietary Market Data Fee Schedule to Establish an Access Fee for the NYSE Pillar Depth Data Feed
Comments Due: August 21, 2024
See Also - Exhibit 5
34-100602 Jul 25, 2024 SR-NYSE-2024-38 New York Stock Exchange LLC (NYSE) Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for the NYSE Aggregated Lite Data Feed
Comments Due: August 21, 2024
See Also - Exhibit 5
34-100585 Jul 24, 2024 SR-NYSE-2024-21 New York Stock Exchange LLC (NYSE) Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2, to Amend Section 802.01D of the NYSE Listed Company Manual Concerning the Suspension and Delisting of a Listed Company t
Comments Due: August 20, 2024
View Received Comments
34-100480 Jul 9, 2024 SR-NYSE-2024-18 New York Stock Exchange LLC (NYSE) Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend Section 102.06 of the NYSE Listed Company Manual to Provide that a Special Purpose Acquisition Company Can Remain Listed Until Forty-Two Months fro
Comments Due: August 5, 2024. Rebuttal comments should be submitted by August 19, 2024.
View Received Comments
34-100460 Jul 3, 2024 SR-NYSE-2024-35 New York Stock Exchange LLC (NYSE) Notice of Filing of Proposed Rule Change Amending Section 302.00 of the NYSE Listed Company Manual to Exempt Closed-End Funds Registered Under the Investment Company Act of 1940 From the Requirement to Hold Annual Shareholder Meetings
View Received Comments
See Also - Exhibit 5
34-100459 Jul 3, 2024 SR-NYSE-2023-36 New York Stock Exchange LLC (NYSE) New York Stock Exchange LLC; Notice of Withdrawal of Proposed Rule Change Regarding Enhancements to its DMM Program
View Received Comments
34-100437 Jun 26, 2024 SR-NYSE-2024-23 New York Stock Exchange LLC (NYSE) Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to Amend Section 703.12(II) of the NYSE Listed Company Manual to Expand the Circumstances Under Which Rights May Be Listed on the NYSE
34-100421 Jun 25, 2024 SR-NYSE-2024-37 New York Stock Exchange LLC (NYSE) Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Connectivity Fee Schedule
Comments Due: July 22, 2024
See Also - Exhibit 5