National Securities Exchanges - Current
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| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-99152 | Dec 13, 2023 | SR-PEARL-2023-68 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 100, Definitions, Rule 530, Limit Up-Limit Down, Rule 2612, Minimum Price Variations, Rule 2614, Orders and Order Instructions, and Rule 2705 Prohibition Against Comments Due: January 9, 2024 See Also - Exhibit 5 Submit a Comment on SR-PEARL-2023-68
|
| 34-99140 | Dec 11, 2023 | SR-PEARL-2023-64 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Options Exchange Fee Schedule to Modify Certain Connectivity and Port Fees Comments Due: January 5, 2024 View Received Comments See Also - Exhibit 5 |
| 34-99090 | Dec 6, 2023 | SR-PEARL-2023-65 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Options Fee Schedule for Purge Ports Comments Due: January 2, 2024 View Received Comments See Also - Exhibit 5 |
| 34-99034 | Nov 29, 2023 | SR-PEARL-2023-66 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 404, Series of Option Contracts Open for Trading to Adopt New Interpretations and Policies .12 Comments Due: December 26, 2023 See Also - Exhibit 5 |
| 34-98956 | Nov 15, 2023 | SR-PEARL-2023-63 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Options Fee Schedule Comments Due: December 12, 2023 See Also - Exhibit 5 |
| 34-98908 | Nov 13, 2023 | SR-PEARL-2023-62 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Provide an Additional Means to Access the Exchange's Equity Trading Platform Member Firm Portal Comments Due: December 8, 2023 |
| 34-98873 | Nov 7, 2023 | SR-PEARL-2023-60 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Equities Fee Schedule Comments Due: December 5, 2023 See Also - Exhibit 5 |
| 34-98826 | Oct 30, 2023 | SR-PEARL-2023-59 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Equities Fee Schedule to Extend the Sunset Period for the Step-Added Liquidity Rebate Comments Due: November 24, 2023 See Also - Exhibit 5 |
| 34-98825 | Oct 30, 2023 | SR-PEARL-2023-58 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rules 2614(a)(1)(ix) and 2618(b)(1) to Amend Certain Risk Controls When Trading Equity Securities on MIAX Pearl Equities Comments Due: November 24, 2023 See Also - Exhibit 5 |
| 34-98753 | Oct 13, 2023 | SR-PEARL-2023-55 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Options Exchange Fee Schedule to Modify Certain Connectivity and Port Fees Comments Due: November 9, 2023 View Received Comments See Also - Exhibit 5 |