National Securities Exchanges - Current

This page shows releases issued in the last two year period. To browse the full list, please visit National Securities Exchanges - All Years.

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To browse the full list, please visit National Securities Exchanges - All Years.

Release Number SEC Issue Date Sort descending File Number SRO Organization Details
34-103136 May 28, 2025 SR-BOX-2025-14 BOX Exchange LLC (BOX) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Section IV.B. (PIP and COPIP Transactions) of the Fee Schedule for Trading on the BOX Options Market LLC Facility and Add Incentives for Auction and Non-Auction Public...
Comments Due: June 24, 2025
See Also - Exhibit 5
34-103015 May 9, 2025 SR-BOX-2025-12 BOX Exchange LLC (BOX) Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, to Amend Rule 5020 (Criteria for Underlying Securities) to Permit the Listing of Options on Commodity-Based Trust Shares
Comments Due: Comments Due: 21 days after date of publication in the Federal Register
Rebuttal Comments Due: 35 days after date of publication in the Federal Register
See Also - Exhibit 5
34-102840 Apr 11, 2025 SR-BOX-2025-09 BOX Exchange LLC (BOX) Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rules 3120 (Position Limits), 5020 (Criteria for Underlying Securities), and 5055 (FLEX Equity Options) to Permit the Listing and Trading of Options on the Grayscale Ethereum Tr
Comments Due: May 8, 2025
See Also - Exhibit 5
34-102839 Apr 11, 2025 SR-BOX-2025-07 BOX Exchange LLC (BOX) Notice of Filing of Proposed Rule Change to amend Rule 5055 to allow for cash settlement of certain FLEX Equity Options
Comments Due: May 8, 2025
See Also - Exhibit 5
34-102837 Apr 11, 2025 SR-BOX-2025-10 BOX Exchange LLC (BOX) Notice of Filing of Proposed Rule Change to Amend BOX Rules 3120 (Position Limits), 5020 (Criteria for Underlying Securities), and 5055 (FLEX Equity Options) to Permit the Listing and Trading of Options on the Fidelity Ethereum Fund
Comments Due: May 8, 2025
See Also - Exhibit 5
34-102828 Apr 11, 2025 SR-BOX-2025-08 BOX Exchange LLC (BOX) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rules 3120 (Position Limits), 5020 (Criteria for Underlying Securities), and 5055 (FLEX Equity Options) to List and Trade Options on the iShares Ethereum Trust
Comments Due: May 8, 2025
See Also - Exhibit 5
34-102414 Feb 13, 2025 SR-BOX-2025-03 BOX Exchange LLC (BOX) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Section V. Manual Transaction Fees of the Fee Schedule to Increase the QOO and FOO Order Rebate to Floor Brokers for all Broker Dealer and Market Maker QOO and FOO Orders Pres
Comments Due: March 13, 2025
See Also - Exhibit 5, Rule19b-4 Information
34-102312 Jan 31, 2025 SR-BOX-2025-02 BOX Exchange LLC (BOX) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Section V. Manual Transaction Fees of the Fee Schedule to Increase the Fee for Floor Market Maker Manual Transactions on the BOX Options Market LLC Facility
Comments Due: February 27, 2025
See Also - Rule19b-4 Information, Exhibit 5
34-102073 Jan 2, 2025 SR-BOX-2024-31 BOX Exchange LLC (BOX) Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Industry Members Related to Reasonably Budgeted CAT Costs of the National Market System Plan Governing the Consolidated Audit Trail for 2025
Comments Due: January 29, 2025
View Received Comments
See Also - Rule 19b-4 Information, Exhibit 5
34-101979 Dec 19, 2024 SR-BOX-2024-30 BOX Exchange LLC (BOX) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule relating to BOX Connectivity Fees and Port Fees for Trading on the BOX Options Market LLC Facility
Comments Due: January 17, 2025
See Also - Exhibit 5