National Securities Exchanges - Current
This page shows releases issued in the last two year period. To browse the full list, please visit National Securities Exchanges - All Years.
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To browse the full list, please visit National Securities Exchanges - All Years.
| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-102029 | Dec 23, 2024 | SR-NASDAQ-2024-083 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing of Proposed Rule Change to Assume Operational Responsibility for Litigating Contested Disciplinary Proceedings Arising Out of Nasdaq-led Investigations and Enforcement Activities and Amend Rules 9131 and 9810 (of General 5, the Nasdaq Dis See Also - Exhibit 5 |
| 34-102006 | Dec 19, 2024 | SR-NASDAQ-2024-085 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Exchange Rules 1015, 9261, 9341, 9524 and 9830 to Permit Hearings by Video Conference Comments Due: January 21, 2025 See Also - Exhibit 5 Submit a Comment on SR-NASDAQ-2024-085
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| 34-101998 | Dec 19, 2024 | SR-NASDAQ-2024-028, SR-CboeBZX-2024-091 | The Nasdaq Stock Market LLC (NASDAQ), Cboe BZX Exchange, Inc. (CboeBZX) | Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Shares of the Hashdex Nasdaq Crypto Index US ETF and Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to List and View Received Comments |
| 34-101978 | Dec 19, 2024 | SR-NASDAQ-2024-084 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing of Proposed Rule Change to Modify Certain Initial Listing Liquidity Requirements Comments Due: April 8, 2025 View Received Comments See Also - Exhibit 5 |
| 34-101965 | Dec 18, 2024 | SR-NASDAQ-2024-059 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Modify the Package of Complimentary Services Provided to Certain Eligible Switches and to Modify the Definition of an Eligible Switch |
| 34-101954 | Dec 18, 2024 | SR-NASDAQ-2024-065 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend Equity 4 to Establish Halt Cross Price Protections and Make Other Related Changes |
| 34-101948 | Dec 17, 2024 | SR-NASDAQ-2024-082 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify All-inclusive Annual Fees for Certain Companies Comments Due: January 13, 2025 See Also - Exhibit 5 |
| 34-101943 | Dec 17, 2024 | SR-NASDAQ-2024-081 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 7, Section 3 Comments Due: January 13, 2025 See Also - Exhibit 5 |
| 34-101906 | Dec 13, 2024 | SR-NASDAQ-2024-080 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's Transaction Pricing Schedule of Supplemental Credits at Equity 7, Section 118(a) Comments Due: January 9, 2025 See Also - Exhibit 5 |
| 34-101892 | Dec 12, 2024 | SR-NASDAQ-2024-078 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Lower the Options Regulatory Fee (ORF) and Adopt a New Approach to ORF in 2025 Comments Due: January 8, 2025 View Received Comments See Also - Exhibit 5 |