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Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
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34-102125 | Jan 6, 2025 | SR-Phlx-2024-73 | Nasdaq PHLX LLC (Phlx) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Non-Display Enterprise License and PHLX Depth Data Fees Based on the Rate of Inflation Comments Due: February 3, 2025 See Also - Rule19b-4 Information, Exhibit 5 Submit a Comment on SR-Phlx-2024-73
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34-102104 | Jan 3, 2025 | SR-Phlx-2024-74 | Nasdaq PHLX LLC (Phlx) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Increase the Exchange's Port Fees in Options 7, Section 9 Comments Due: January 31, 2025 See Also - Rule 19b-4 Information, Exhibit 5 |
34-102080 | Jan 2, 2025 | SR-Phlx-2024-75 | Nasdaq PHLX LLC (Phlx) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Definitions of "Class" and "Series" to Harmonize Terms with Affiliated Exchanges Comments Due: January 29, 2025 See Also - Rule 19b-4 Information, Exhibit 5 |
34-102037 | Dec 26, 2024 | SR-Phlx-2024-54 | Nasdaq PHLX LLC (Phlx) | Notice of Withdrawal of Proposed Rule Change to Amend Options 3, Section 13 Related to XND |
34-101989 | Dec 19, 2024 | SR-Phlx-2024-71 | Nasdaq PHLX LLC (Phlx) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Various Phlx Rules in Connection with a Technology Migration Comments Due: January 21, 2025 See Also - Exhibit 5 |
34-101941 | Dec 17, 2024 | SR-Phlx-2024-69 | Nasdaq PHLX LLC (Phlx) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 7, Section 9 Comments Due: January 13, 2025 See Also - Exhibit 5 |
34-101919 | Dec 16, 2024 | SR-Phlx-2024-54 | Nasdaq PHLX LLC (Phlx) | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend Options 3, Section 13 Related to XND |
34-101913 | Dec 13, 2024 | SR-Phlx-2024-70 | Nasdaq PHLX LLC (Phlx) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's Anti-Internalization Functionality in Equity 4, Rule 3307 Comments Due: January 9, 2025 See Also - Exhibit 5 |
34-101893 | Dec 12, 2024 | SR-Phlx-2024-66 | Nasdaq PHLX LLC (Phlx) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Lower the Options Regulatory Fee (ORF) and Adopt a New Approach to ORF in 2025 Comments Due: January 8, 2025 View Received Comments See Also - Exhibit 5 |
34-101889 | Dec 12, 2024 | SR-Phlx-2024-51 | Nasdaq PHLX LLC (Phlx) | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend FLEX Floor Trading |