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Release Number SEC Issue Date Sort descending File Number SRO Organization Details
34-102125 Jan 6, 2025 SR-Phlx-2024-73 Nasdaq PHLX LLC (Phlx) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Non-Display Enterprise License and PHLX Depth Data Fees Based on the Rate of Inflation
Comments Due: February 3, 2025
See Also - Rule19b-4 Information, Exhibit 5
34-102104 Jan 3, 2025 SR-Phlx-2024-74 Nasdaq PHLX LLC (Phlx) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Increase the Exchange's Port Fees in Options 7, Section 9
Comments Due: January 31, 2025
See Also - Rule 19b-4 Information, Exhibit 5
34-102080 Jan 2, 2025 SR-Phlx-2024-75 Nasdaq PHLX LLC (Phlx) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Definitions of "Class" and "Series" to Harmonize Terms with Affiliated Exchanges
Comments Due: January 29, 2025
See Also - Rule 19b-4 Information, Exhibit 5
34-102037 Dec 26, 2024 SR-Phlx-2024-54 Nasdaq PHLX LLC (Phlx) Notice of Withdrawal of Proposed Rule Change to Amend Options 3, Section 13 Related to XND
34-101989 Dec 19, 2024 SR-Phlx-2024-71 Nasdaq PHLX LLC (Phlx) Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Various Phlx Rules in Connection with a Technology Migration
Comments Due: January 21, 2025
See Also - Exhibit 5
34-101941 Dec 17, 2024 SR-Phlx-2024-69 Nasdaq PHLX LLC (Phlx) Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 7, Section 9
Comments Due: January 13, 2025
See Also - Exhibit 5
34-101919 Dec 16, 2024 SR-Phlx-2024-54 Nasdaq PHLX LLC (Phlx) Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend Options 3, Section 13 Related to XND
34-101913 Dec 13, 2024 SR-Phlx-2024-70 Nasdaq PHLX LLC (Phlx) Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's Anti-Internalization Functionality in Equity 4, Rule 3307
Comments Due: January 9, 2025
See Also - Exhibit 5
34-101893 Dec 12, 2024 SR-Phlx-2024-66 Nasdaq PHLX LLC (Phlx) Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Lower the Options Regulatory Fee (ORF) and Adopt a New Approach to ORF in 2025
Comments Due: January 8, 2025
View Received Comments
See Also - Exhibit 5
34-101889 Dec 12, 2024 SR-Phlx-2024-51 Nasdaq PHLX LLC (Phlx) Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend FLEX Floor Trading