National Association of Securities Dealers (NASD) Rulemaking
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| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-55410 | Mar 6, 2007 | SR-NASD-2007-020 | National Association of Securities Dealers (NASD) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Revise the Implementation Date of Previously Proposed Amendments to NASD Rules 4632(f) and 6130(e) |
| 34-55409 | Mar 6, 2007 | SR-NASD-2007-004 | National Association of Securities Dealers (NASD) | Order Approving Proposed Rule Change as Modified by Amendment No. 1 To Amend NASD Rule 7010(k) Relating to Transaction Reporting and Compliance Engine Transaction Data See Also - Rel. No. 34-55180 |
| 34-55406 | Mar 6, 2007 | SR-NYSE-2006-111, SR-NASD-2006-131, SR-Amex-2007-05 | New York Stock Exchange LLC (NYSE), National Association of Securities Dealers (NASD), American Stock Exchange (Amex) | Order Approving Proposed Rule Changes To Increase the Frequency of the Short Interest Reporting Requirements View Received Comments See Also - Rel. No. 34-55170 |
| 34-55393 | Mar 2, 2007 | SR-NASD-2007-016 | National Association of Securities Dealers (NASD) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NASD Rules 4632C and 4632D To Reflect "As/Of" Trade Reporting and the Automated Reporting of Trade Cancellations to the NASD/NSX and NASD/BSE Trade Reporting Facilities |
| 34-55379 | Mar 1, 2007 | SR-NASD-2007-017 | National Association of Securities Dealers (NASD) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Alternative Display Facility Quotation Update Fee |
| 34-55360 | Feb 27, 2007 | SR-NASD-2007-006 | National Association of Securities Dealers (NASD) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees for Filing Documents Pursuant to the Corporate Financing Rule |
| 34-55346 | Feb 26, 2007 | SR-NASD-2007-014 | National Association of Securities Dealers (NASD) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Conforming Changes to the Rules Relating to the NASD/NSX TRF, NASD/BSE TRF, and NASD/NYSE TRF Consistent With the New Requirements of Regulation NMS |
| 34-55351 | Feb 26, 2007 | SR-NASD-2005-146 | National Association of Securities Dealers (NASD) | Notice of Filing of Amendment No. 3 to and Order Granting Accelerated Approval of a Proposed Rule Change as Modified by Amendment Nos. 2 and 3 Thereto To Expand the Scope of IM-2110-2 Relating To Trading Ahead of Customer Limit Orders To Apply to All OTC Equity Securities View Received Comments See Also - Rel. No. 34-54705 |
| 34-55325 | Feb 21, 2007 | SR-NASD-2007-011 | National Association of Securities Dealers (NASD) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to a New NASD Trade Reporting Facility Established in Conjunction with NYSE Market, Inc. |
| 34-55274 | Feb 12, 2007 | SR-NASD-2007-012 | National Association of Securities Dealers (NASD) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Implement Certain Approved NASD Rule Changes Upon the Operation of the Nasdaq Stock Market LLC for Non-Nasdaq Exchange-Listed Securities |