Comments on NASD Rulemaking

Notice of Filing of Proposed Rule Change and Amendments No. 1 and 2 Thereto to Expand the Scope of IM-2110-2 Relating to Trading Ahead of Customer Limit Orders to Apply to All OTC Equity Securities

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Date Received
Date Letter Type Commenter Name
Public Comment Shane E Swanson, Director of Compliance, Automated Trading Desk, LLC, Mt. Pleasant, Saskatchewan, Canada

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-NASD-2005-146
Release Number
34-54705
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