National Association of Securities Dealers (NASD) Rulemaking
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| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-51323 | Mar 4, 2005 | SR-NASD-2005-028 | National Association of Securities Dealers (NASD) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Discontinuation of the Nasdaq PostData Pilot Program |
| 34-51278 | Feb 28, 2005 | SR-NASD-2005-027 | National Association of Securities Dealers (NASD) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the National Association of Securities Dealers, Inc. Clarifying Members' Obligations To Report Cancelled Trades |
| 34-51268 | Feb 28, 2005 | SR-NASD-2004-125 | National Association of Securities Dealers (NASD) | Notice of Filing of Proposed Rule Change Regarding Procedures for Denying Listing on Nasdaq View Received Comments See Also - Rel. No. 34-52342 |
| 34-51240 | Feb 23, 2005 | SR-NASD-2005-022, SR-NYSE-2005-12 | New York Stock Exchange LLC (NYSE), National Association of Securities Dealers (NASD) | Notice of Filing and Immediate Effectiveness of Proposed Rule Changes by the National Association of Securities Dealers, Inc. To Provide an Exemption From the Research Analyst Qualification Examination for Certain Associated Persons Who Prepare Technical Research Reports and the New York Stock Exchange, Inc. Relating to an Alternative Qualification Standard for the Research Analyst Qualification Examination Requirement for Technical Analysts View Received Comments |
| 34-51229 | Feb 18, 2005 | SR-NASD-2004-026 | National Association of Securities Dealers (NASD) | Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto To Amend NASD Rule 2320(a) Governing Best Execution View Received Comments See Also - Rel. No. 34-52637, Rel. No. 34-54339 |
| 34-51233 | Feb 18, 2005 | SR-NASD-2005-017 | National Association of Securities Dealers (NASD) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Regarding Modifications to the Nasdaq Opening Process For Nasdaq-Listed Stocks |
| 34-51231 | Feb 18, 2005 | SR-NASD-2004-089 | National Association of Securities Dealers (NASD) | Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Proposed Amendments To Require Limit Order Protection and To Expand the Application of Manning Obligations to Exchange-Listed Securities See Also - Rel. No. 34-52210 |
| 34-51230 | Feb 18, 2005 | SR-NASD-2004-045 | National Association of Securities Dealers (NASD) | Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Adopt NASD Rule 2111 To Prohibit Members From Trading Ahead of Customer Market Orders View Received Comments See Also - Rel. No. 34-52226 |
| 34-51221 | Feb 17, 2005 | SR-NASD-2005-018 | National Association of Securities Dealers (NASD) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Permit Foreign Private Issuers To Follow Certain Home Country Practices View Received Comments |
| 34-51225 | Feb 17, 2005 | SR-NASD-2005-020 | National Association of Securities Dealers (NASD) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the National Association of Securities Dealers, Inc. To Modify Pricing for Non-Members Using Nasdaq's Brut Facility |