Comments on NASD Rulemaking
Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Changes by the National Association of Securities Dealers, Inc. to Provide an Exemption from the Research Analyst Qualification Examination for Certain Associated Persons Who Prepare Technical Research Reports and the New York Stock Exchange, Inc. Relating to an Alternative Qualification Standard for the Research Analyst Qualification Examination Requirement for Technical Analysts
(Release No. 34-51240; File Nos. SR-NASD-2005-022; SR-NYSE-2005-12)
- Stuart J. Kaswell, Partner, Dechert LLP, March 24, 2005 (File name: dechert032405.pdf)
- Gail M. Dudack, CMT, Director of Research; Chief Investment Strategist; Managing Director; SunGard Institutional Brokerage Inc., New York, New York, March 22, 2005 (File name: gmdudack7495.htm)
- Charles S. Comer, Sr, Port Washingtion, New York, March 18, 2005 (File name: cscomer2250.htm)
http://www.sec.gov/rules/sro/nasd/nasd2005022.shtml