National Association of Securities Dealers (NASD) Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-54496 | Sep 25, 2006 | SR-NASD-2006-105 | National Association of Securities Dealers (NASD) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Communications Concerning Investment Analysis Tools View Received Comments |
| 34-54499 | Sep 25, 2006 | SR-NASD-2006-094 | National Association of Securities Dealers (NASD) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Regarding Fees for the New Nasdaq Workstation and Weblink ACT |
| 34-54498 | Sep 25, 2006 | SR-NASD-2006-095 | National Association of Securities Dealers (NASD) | Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Regarding Fees for Non-NASD Member Subscribers to the New Nasdaq Workstation and Weblink ACT |
| 34-54479 | Sep 21, 2006 | SR-NASD-2006-108 | National Association of Securities Dealers (NASD) | Notice of Filing of a Proposed Rule Change Relating to a New NASD Trade Reporting Facility Established in Conjunction With the National Stock Exchange View Received Comments See Also - NSX Trade Reporting Facility LLC, Rel. No. 34-54715A, Rel. No. 34-54715 |
| 34-54471 | Sep 19, 2006 | SR-NASD-2006-081 | National Association of Securities Dealers (NASD) | Order Approving Proposed Rule Change To Adopt New NASD Rule 5150 Relating to Trade-Throughs See Also - Rel. No. 34-54186 |
| 34-54319A | Sep 18, 2006 | SR-NASD-2006-060 | National Association of Securities Dealers (NASD) | Notice of Filing of Proposed Rule Change To Require Members To File Regulatory Notices With NASD Electronically View Received Comments See Also - Rel. No. 34-54654, Rel. No. 34-54319 |
| 34-54463 | Sep 15, 2006 | SR-NASD-2006-100 | National Association of Securities Dealers (NASD) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Delivery of Options Disclosure Documents |
| 34-54455 | Sep 15, 2006 | SR-NASD-2006-102 | National Association of Securities Dealers (NASD) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Allow for the Digital Recording of Arbitration Hearings View Received Comments |
| 34-54462 | Sep 15, 2006 | SR-NASD-2006-107 | National Association of Securities Dealers (NASD) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Thru Orders for Nasdaq's INET Facility |
| 34-54451 | Sep 15, 2006 | SR-NASD-2006-104 | National Association of Securities Dealers (NASD) | Notice of Filing of Proposed Rule Change To Reflect Nasdaq's Complete Separation From NASD Upon the NASDAQ Stock Market LLC's Operation as a National Securities Exchange for Non-Nasdaq Exchange-Listed Securities See Also - Rel. No. 34-54798 |