Municipal Securities Rulemaking Board (MSRB) Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-52235 | Aug 10, 2005 | SR-MSRB-2005-12 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing of Proposed Rule Change Concerning Solicitation and Coordination of Payments to Political Parties and Question and Answer Guidance on Supervisory Procedures Related to Rule G-37(d) on Indirect Violations View Received Comments See Also - Rel. No. 34-52496 |
| 34-52162 | Jul 29, 2005 | SR-MSRB-2005-08 | Municipal Securities Rulemaking Board (MSRB) | Order Approving Proposed Rule Change Regarding Amendments to Rule G-40, on Electronic Mail Contacts, and Form G-40 See Also - Rel. No. 34-51892 |
| 34-52058 | Jul 19, 2005 | SR-MSRB-2005-13 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing of Proposed Rule Change Relating to Official Statement Delivery Requirements Under Rule G-32, Rule G-36, and Rule G-11 See Also - Rel. No. 34-52333 |
| 34-51952 | Jun 30, 2005 | SR-MSRB-2005-10 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Technical Amendment to Rule G-37, on Political Contributions and Prohibitions on Municipal Securities Business |
| 34-51951 | Jun 30, 2005 | SR-MSRB-2005-09 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing of Proposed Rule Change Relating to Month-End Performance Data for Municipal Fund Securities Under MSRB Rule G-21 View Received Comments See Also - Rel. No. 34-52289, and comments |
| 34-51892 | Jun 21, 2005 | SR-MSRB-2005-08 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing of Proposed Rule Change Regarding Amendments to Rule G-40, on Electronic Mail Contacts, and Form G-40 See Also - Rel. No. 34-52162 |
| 34-51736 | May 24, 2005 | SR-MSRB-2004-09 | Municipal Securities Rulemaking Board (MSRB) | Order Approving Proposed Rule Change Relating to Advertisements of Municipal Fund Securities Under MSRB Rule G-21 View Received Comments See Also - Rel. No. 34-50919 |
| 34-51737 | May 24, 2005 | SR-MSRB-2005-07 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Amendment to Rule G-8, on Recordkeeping, Relating to Delivery of Customer Agreements Containing Predispute Arbitration Clauses |
| 34-51620 | Apr 27, 2005 | SR-MSRB-2005-03 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Amendment to Rule G-41, on Anti-Money Laundering Compliance Programs |
| 34-51561 | Apr 15, 2005 | SR-MSRB-2005-04 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing of Proposed Rule Change Relating to Solicitation of Municipal Securities Business Under MSRB Rule G-38 View Received Comments See Also - Rel. No. 34-52278, and comments |