Comments on MSRB Rulemaking
Notice of Filing of Proposed Rule Change Concerning Solicitation and Coordination of Payments to Political Parties and Question and Answer Guidance on Supervisory Procedures Related to Rule G-37(d) on Indirect Violations
(Release No. 34-52235; File No. SR-MSRB-2005-12)
- Marc E. Elias and Rebecca H. Gordon, Counsel to the Democratic Senatorial Campaign Committee, September 6, 2005 (File name: meelias090605.pdf)
- Leslie M. Norwood, Vice President and Assistant General Counsel, The Bond Market Association, September 2, 2005 (File name: lmnorwood090205.pdf)
- Terry L. Atkinson, Managing Director Manager, Municipal Securities Group, UBS Financial Services Inc., September 1, 2005 (File name: srmsrb200512-1.pdf)
- David M. Thompson, President and Robert J. Stracks, Counsel, Griffin, Kubik, Stephens & Thompson, Inc., August 29, 2005 (File name: dmthompson082905.pdf)
http://www.sec.gov/rules/sro/msrb/msrb200512.shtml