Municipal Securities Rulemaking Board (MSRB) Rulemaking
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| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-54416 | Sep 8, 2006 | SR-MSRB-2006-07 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing of Proposed Rule Change to MSRB Rule G-14 RTRS Procedures Relating to "List Offering Price" and "Takedown" Transactions See Also - Rel. No. 34-54612 |
| 34-54357 | Aug 24, 2006 | SR-MSRB-2006-06 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Revisions to the Series 51 Examination Program |
| 34-54141 | Jul 13, 2006 | SR-MSRB-2006-05 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Revisions to the Series 53 Examination Program |
| 34-53959 | Jun 8, 2006 | SR-MSRB-2006-03 | Municipal Securities Rulemaking Board (MSRB) | Order Approving Proposed Rule Change Consisting of Interpretive Guidance on Customer Protection Obligations of Brokers, Dealers and Municipal Securities Dealers Relating to the Marketing of 529 College Savings Plans View Received Comments See Also - Rel. No. 34-53715 |
| 34-53961 | Jun 8, 2006 | SR-MSRB-2005-11 | Municipal Securities Rulemaking Board (MSRB) | Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Definition of Solicitation Under MSRB Rules G-37 and G-38 View Received Comments See Also - Rel. No. 34-53747 |
| 34-53960 | Jun 8, 2006 | SR-MSRB-2006-01 | Municipal Securities Rulemaking Board (MSRB) | Order Approving Proposed Rule Change and Amendment No. 1 Relating to Withdrawal of Obsolete Question-and-Answer Interpretive Guidance Under Former Rule G-38, on Consultants, and Certain Question-and-Answer Interpretive Guidance Relating to the Definition of "Solicitation" Under Rule G-37, on Political Contributions and Prohibitions on Municipal Securities Business See Also - Rel. No. 34-53746 |
| 34-53947 | Jun 6, 2006 | SR-MSRB-2006-04 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendment to Rule A-11, on Indemnification of Members and Employees |
| 34-53804 | May 15, 2006 | SR-MSRB-2006-02 | Municipal Securities Rulemaking Board (MSRB) | Order Approving Proposed Rule Change Relating to Restated Articles of Incorporation and By-Laws See Also - Rel. No. 34-53616 |
| 34-53747 | May 1, 2006 | SR-MSRB-2005-11 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing of Amendment No. 2 to Proposed Rule Change Relating to Definition of Solicitation Under MSRB Rules G-37 and G-38 View Received Comments See Also - Rel. No. 34-53961 |
| 34-53746 | May 1, 2006 | SR-MSRB-2006-01 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing of Proposed Rule Change and Amendment No. 1 Relating to Withdrawal of Obsolete Question-and-Answer Interpretive Guidance Under Former Rule G-38, on Consultants, and Certain Question-and-Answer Interpretive Guidance Relating to the Definition of "Solicitation" Under Rule G-37, on Political Contributions and Prohibitions on Municipal Securities Business See Also - Rel. No. 34-53960, Rel. No. 34-52948 |