Municipal Securities Rulemaking Board (MSRB) Rulemaking
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| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-65393 | Sep 27, 2011 | SR-MSRB-2011-17 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing of Proposed Rule Change Regarding Professional Qualifications and Information Concerning Associated Persons View Received Comments |
| 34-65395 | Sep 26, 2011 | SR-MSRB-2011-12 | Municipal Securities Rulemaking Board (MSRB) | Notice of Withdrawal of Proposed New Rule G-42, on Political Contributions and Prohibitions on Municipal Advisory Activities; Proposed Amendments to Rules G-8, on Books and Records, G-9, on Preservation of Records, and G-37, on Political Contributions and Prohibitions on Municipal Securities Business; Proposed Form G-37/G-42 and Form G-37x/G-42x; and a Proposed Restatement of a Rule G-37 Interpretive Notice See Also - Rel. No. 34-65255 |
| 34-65398 | Sep 26, 2011 | SR-MSRB-2011-15 | Municipal Securities Rulemaking Board (MSRB) | Notice Concerning the Application of Rule G-17 to Municipal Advisors See Also - Rel. No. 34-65292 |
| 34-65394 | Sep 26, 2011 | SR-MSRB-2011-10 | Municipal Securities Rulemaking Board (MSRB) | Notice of Withdrawal of Proposed Rule Change Consisting of Amendments to MSRB Rule G-20 (Gifts and Gratuities) and Related Amendments to MSRB Rule G-8 (Books and Records) and MSRB Rule G-9 (Preservation of Records), and To Clarify That Certain Interpretations by the Financial Industry Regulatory Authority and the National Association of Securities Dealers Would Be Applicable to Municipal Advisors View Received Comments See Also - Rel. No. 34-65234 |
| 34-65397 | Sep 26, 2011 | SR-MSRB-2011-14 | Municipal Securities Rulemaking Board (MSRB) | Notice Concerning the Application of Proposed Rule G-36 to Municipal Advisors View Received Comments See Also - Rel. No. 34-65282 |
| 34-65396 | Sep 26, 2011 | SR-MSRB-2011-08 | Municipal Securities Rulemaking Board (MSRB) | Notice of Withdrawal of Proposed New Rule A-11, on Municipal Advisor Assessments, and New Form A-11-Interim View Received Comments See Also - Rel. No. 34-65015 |
| 34-65346 | Sep 16, 2011 | SR-MSRB-2011-16 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing and Immediate Effectiveness of Rule Change To Extend the Effective Date of the Amendment to the Continuing Disclosure Service of EMMA To Provide for the Posting of Credit Rating and Related Information on the EMMA Public Web Site |
| 34-65292 | Sep 8, 2011 | SR-MSRB-2011-15 | Municipal Securities Rulemaking Board (MSRB) | Notice Concerning the Application of Rule G-17 to Municipal Advisors See Also - Rel. No. 34-65398 |
| 34-65282 | Sep 7, 2011 | SR-MSRB-2011-14 | Municipal Securities Rulemaking Board (MSRB) | Notice Concerning the Application of Proposed Rule G-36 to Municipal Advisors View Received Comments |
| 34-65263 | Sep 6, 2011 | SR-MSRB-2011-09 | Municipal Securities Rulemaking Board (MSRB) | Notice Concerning the Application of MSRB Rule G-17, on Conduct of Municipal Securities and Municipal Advisory Activities, to Underwriters of Municipal Securities View Received Comments See Also - Rel. No. 34-65749, Rel. No. 34-66927, and Rel. No. 34-66918 |