Comments on MSRB Rulemaking

Notice of Filing of Proposed Rule Change Consisting of Proposed Interpretive Notice Concerning the Application of MSRB Rule G-17, on Conduct of Municipal Securities and Municipal Advisory Activities, to Underwriters of Municipal Securities

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Date Received
Date Letter Type Release Number Commenter Name
Public Comment 34-65749 John H. Bonow, Chief Executive Officer, Public Financial Management Group
Public Comment 34-65749 Margaret C. Henry, General Counsel, Market Regulation, Municipal Securities Rulemaking Board, Alexandria, Virginia
Meeting with SEC Officials 34-65749 Memorandum from the Division of Trading and Markets regarding a February 1, 2012, telephonic meeting with representatives of the National Association of Independent Public Finance Advisors (NAIPFA)
Public Comment 34-65749 Colette J. Irwin-Knott, President, National Association of Independent Public Finance Advisors, Montgomery, Illinois
Public Comment 34-65749 Margaret C. Henry, General Counsel, Market Regulation, Municipal Securities Rulemaking Board, Alexandria, Virginia
Public Comment 34-65749 Michael Nicholas, Chief Executive Officer, Bond Dealers of America
Public Comment 34-65749 Susan Gaffney, Director, Federal Liaison Center, Government Finance Officers Association, Washington, District of Columbia
Public Comment 34-65749 Leslie M. Norwood, Managing Director and Associate General Counsel, SIFMA, New York, New York
Meeting with SEC Officials 34-65749 Memorandum from the Office of Commissioner Luis A. Aguilar regarding a December 7, 2011, meeting with representatives of MSRB
Public Comment 34-65749 Margaret C. Henry, General Counsel, Market Regulation, Municipal Securities Rulemaking Board
Public Comment 34-65749 Peter C. Orr, CFA, President, Intuitive Analytics LLC
Public Comment 34-65749 Michael Nicholas, CEO, Bond Dealers of America
Public Comment 34-65749 Robert W. Doty, AGFS, Sacramento, California
Public Comment 34-65749 Susan Gaffney, Director, Federal Liaison Center, Government Finance Officers Association, Washington, District of Columbia
Public Comment 34-65749 Colette J. Irwin-Knott, President, National Association of Independent Public Finance Advisors (NAIPFA), Montgomery, Illinois
Public Comment 34-65749 F. John White, Chief Executive Officer, Public Financial Management
Public Comment 34-65749 Joy A. Howard, WM Financial Strategies, St. Louis, Missouri
Public Comment 34-65749 Leslie M. Norwood, Managing Director and Associate General Counsel, SIFMA, New York, New York
Meeting with SEC Officials 34-63576, 34-65749 Memorandum from the Division of Trading and Markets regarding a November 16, 2011, meeting with representatives of the National Association of Independent Public Finance Advisors (NAIPFA)
Public Comment 34-65263 Margaret C. Henry, General Counsel, Market Regulation, Municipal Securities Rulemaking Board, Alexandria, Virginia
Public Comment 34-65263 Susan Gaffney, Director, Federal Liaison Center, Government Finance Officers Association, Washington, District of Columbia
Public Comment 34-65263 Colette J. Irwin-Knott, President, National Association of Independent Public Finance Advisors, Montgomery, Illinois
Public Comment 34-65263 Joy A. Howard, Principal, WM Financial Strategies, St. Louis, Missouri
Public Comment 34-65263 Leslie M. Norwood, Managing Director and Associate General Counsel, SIFMA, New York, New York
Public Comment 34-65263 William Daly, Senior VP, Government Relations, Bond Dealers of America

Last Reviewed or Updated: Jan. 8, 2026

File Number
SR-MSRB-2011-09
Release Number
34-65749
34-65263
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