Comments on MSRB Rulemaking

Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 2, Consisting of Proposed Interpretive Notice Concerning the Application of MSRB Rule G-17, on Conduct of Municipal Securities and Municipal Advisory Activities, to Underwriters of Municipal Securities
Notice of Filing of Proposed Rule Change Consisting of Proposed Interpretive Notice Concerning the Application of MSRB Rule G-17, on Conduct of Municipal Securities and Municipal Advisory Activities, to Underwriters of Municipal Securities

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Date Received
Date Letter Type Release Number Commenter Name
Public Comment 34-65749 John H. Bonow, Chief Executive Officer, Public Financial Management Group
Public Comment 34-65749 Margaret C. Henry, General Counsel, Market Regulation, Municipal Securities Rulemaking Board, Alexandria, Virginia
Meeting with SEC Officials 34-65749 Memorandum from the Division of Trading and Markets regarding a February 1, 2012, telephonic meeting with representatives of the National Association of Independent Public Finance Advisors (NAIPFA)
Public Comment 34-65749 Colette J. Irwin-Knott, President, National Association of Independent Public Finance Advisors, Montgomery, Illinois
Public Comment 34-65749 Margaret C. Henry, General Counsel, Market Regulation, Municipal Securities Rulemaking Board, Alexandria, Virginia
Public Comment 34-65749 Michael Nicholas, Chief Executive Officer, Bond Dealers of America
Public Comment 34-65749 Susan Gaffney, Director, Federal Liaison Center, Government Finance Officers Association, Washington, District of Columbia
Public Comment 34-65749 Leslie M. Norwood, Managing Director and Associate General Counsel, SIFMA, New York, New York
Meeting with SEC Officials 34-65749 Memorandum from the Office of Commissioner Luis A. Aguilar regarding a December 7, 2011, meeting with representatives of MSRB
Public Comment 34-65749 Margaret C. Henry, General Counsel, Market Regulation, Municipal Securities Rulemaking Board
Public Comment 34-65749 Peter C. Orr, CFA, President, Intuitive Analytics LLC
Public Comment 34-65749 Michael Nicholas, CEO, Bond Dealers of America
Public Comment 34-65749 Robert W. Doty, AGFS, Sacramento, California
Public Comment 34-65749 Susan Gaffney, Director, Federal Liaison Center, Government Finance Officers Association, Washington, District of Columbia
Public Comment 34-65749 Colette J. Irwin-Knott, President, National Association of Independent Public Finance Advisors (NAIPFA), Montgomery, Illinois
Public Comment 34-65749 F. John White, Chief Executive Officer, Public Financial Management
Public Comment 34-65749 Joy A. Howard, WM Financial Strategies, St. Louis, Missouri
Public Comment 34-65749 Leslie M. Norwood, Managing Director and Associate General Counsel, SIFMA, New York, New York
Meeting with SEC Officials 34-63576, 34-65749 Memorandum from the Division of Trading and Markets regarding a November 16, 2011, meeting with representatives of the National Association of Independent Public Finance Advisors (NAIPFA)
Public Comment 34-65263 Margaret C. Henry, General Counsel, Market Regulation, Municipal Securities Rulemaking Board, Alexandria, Virginia
Public Comment 34-65263 Susan Gaffney, Director, Federal Liaison Center, Government Finance Officers Association, Washington, District of Columbia
Public Comment 34-65263 Colette J. Irwin-Knott, President, National Association of Independent Public Finance Advisors, Montgomery, Illinois
Public Comment 34-65263 Joy A. Howard, Principal, WM Financial Strategies, St. Louis, Missouri
Public Comment 34-65263 Leslie M. Norwood, Managing Director and Associate General Counsel, SIFMA, New York, New York
Public Comment 34-65263 William Daly, Senior VP, Government Relations, Bond Dealers of America

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-MSRB-2011-09
Release Number
34-65749
34-65263
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