Municipal Securities Rulemaking Board (MSRB) Rulemaking
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| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-66522 | Mar 6, 2012 | SR-MSRB-2012-02 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing of Proposed Rule Change Consisting of Establishment of Historical Data Subscription from Submissions to the MSRB Electronic Municipal Market Access System ("EMMA") See Also - Rel. No. 34-66866 |
| 34-66521 | Mar 6, 2012 | SR-MSRB-2012-03 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing of Proposed Rule Change Consisting of Establishment of a Subscription to Historical Information and Documents Submitted to the MSRB's Short-Term Obligation Rate Transparency System See Also - Rel. No. 34-66865 |
| 34-66309 | Feb 2, 2012 | SR-MSRB-2012-01 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing of Amendments to Rule G-14, on Reports of Sales or Purchases, Including the Rule G-14 RTRS Procedures, and Amendments to the Real-Time Transaction Reporting System See Also - Rel. No. 34-66622 |
| 34-65992 | Dec 16, 2011 | SR-MSRB-2011-19 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Consisting of Amendments to Rule G-16, on Periodic Compliance Examination, and Rule G-9, on Preservation of Records View Received Comments See Also - Rel. No. 34-65631 |
| 34-65918 | Dec 8, 2011 | SR-MSRB-2011-09 | Municipal Securities Rulemaking Board (MSRB) | Order Instituting Proceedings to Determine Whether to Disapprove Proposed Rule Change, as Modified by Amendment No. 2, Consisting of Interpretive Notice Concerning the Application of MSRB Rule G-17 to Underwriters of Municipal Securities View Received Comments See Also - Rel. No. 34-65749, Rel. No. 34-65263, Rel. No. 34-66927 |
| 34-65749 | Nov 15, 2011 | SR-MSRB-2011-09 | Municipal Securities Rulemaking Board (MSRB) | Notice Concerning the Application of MSRB Rule G-17, on Conduct of Municipal Securities and Municipal Advisory Activities, to Underwriters of Municipal Securities View Received Comments See Also - Rel. No. 34-65263, Rel. No. 34-66927, and Rel. No. 34-66918 |
| 34-65679 | Nov 4, 2011 | SR-MSRB-2011-17 | Municipal Securities Rulemaking Board (MSRB) | Order Granting Approval of Proposed Rule Change Regarding Professional Qualifications and Information Concerning Associated Persons View Received Comments See Also - Rel. No. 34-65393 |
| 34-65631 | Oct 26, 2011 | SR-MSRB-2011-19 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing of a Proposed Rule Change Consisting of Amendments to Rule G-16 on Periodic Compliance Examination and Rule G-9 on Preservation of Records View Received Comments See Also - Rel. No. 34-65992 |
| 34-65495 | Oct 6, 2011 | SR-MSRB-2011-18 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing and Immediate Effectiveness of Amended and Restated Articles of Incorporation of Municipal Securities Rulemaking Board |
| 34-65424 | Sep 28, 2011 | SR-MSRB-2011-11 | Municipal Securities Rulemaking Board (MSRB) | Order Granting Approval of Amendments to Rule A-3, on Membership on the Board View Received Comments See Also - Rel. No. 34-65158 |