Municipal Securities Rulemaking Board (MSRB) Rulemaking
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| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-65992 | Dec 16, 2011 | SR-MSRB-2011-19 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Consisting of Amendments to Rule G-16, on Periodic Compliance Examination, and Rule G-9, on Preservation of Records View Received Comments See Also - Rel. No. 34-65631 |
| 34-65918 | Dec 8, 2011 | SR-MSRB-2011-09 | Municipal Securities Rulemaking Board (MSRB) | Order Instituting Proceedings to Determine Whether to Disapprove Proposed Rule Change, as Modified by Amendment No. 2, Consisting of Interpretive Notice Concerning the Application of MSRB Rule G-17 to Underwriters of Municipal Securities View Received Comments See Also - Rel. No. 34-65749, Rel. No. 34-65263, Rel. No. 34-66927 |
| 34-65749 | Nov 15, 2011 | SR-MSRB-2011-09 | Municipal Securities Rulemaking Board (MSRB) | Notice Concerning the Application of MSRB Rule G-17, on Conduct of Municipal Securities and Municipal Advisory Activities, to Underwriters of Municipal Securities View Received Comments See Also - Rel. No. 34-65263, Rel. No. 34-66927, and Rel. No. 34-66918 |
| 34-65679 | Nov 4, 2011 | SR-MSRB-2011-17 | Municipal Securities Rulemaking Board (MSRB) | Order Granting Approval of Proposed Rule Change Regarding Professional Qualifications and Information Concerning Associated Persons View Received Comments See Also - Rel. No. 34-65393 |
| 34-65631 | Oct 26, 2011 | SR-MSRB-2011-19 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing of a Proposed Rule Change Consisting of Amendments to Rule G-16 on Periodic Compliance Examination and Rule G-9 on Preservation of Records View Received Comments See Also - Rel. No. 34-65992 |
| 34-65495 | Oct 6, 2011 | SR-MSRB-2011-18 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing and Immediate Effectiveness of Amended and Restated Articles of Incorporation of Municipal Securities Rulemaking Board |
| 34-65424 | Sep 28, 2011 | SR-MSRB-2011-11 | Municipal Securities Rulemaking Board (MSRB) | Order Granting Approval of Amendments to Rule A-3, on Membership on the Board View Received Comments See Also - Rel. No. 34-65158 |
| 34-65393 | Sep 27, 2011 | SR-MSRB-2011-17 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing of Proposed Rule Change Regarding Professional Qualifications and Information Concerning Associated Persons View Received Comments |
| 34-65395 | Sep 26, 2011 | SR-MSRB-2011-12 | Municipal Securities Rulemaking Board (MSRB) | Notice of Withdrawal of Proposed New Rule G-42, on Political Contributions and Prohibitions on Municipal Advisory Activities; Proposed Amendments to Rules G-8, on Books and Records, G-9, on Preservation of Records, and G-37, on Political Contributions and Prohibitions on Municipal Securities Business; Proposed Form G-37/G-42 and Form G-37x/G-42x; and a Proposed Restatement of a Rule G-37 Interpretive Notice See Also - Rel. No. 34-65255 |
| 34-65398 | Sep 26, 2011 | SR-MSRB-2011-15 | Municipal Securities Rulemaking Board (MSRB) | Notice Concerning the Application of Rule G-17 to Municipal Advisors See Also - Rel. No. 34-65292 |