Comments on MSRB Rulemaking

Notice of Filing of a Proposed Rule Change Consisting of Amendments to Rule G-16 on Periodic Compliance Examination and Rule G-9 on Preservation of Records

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Date Received
Date Letter Type Commenter Name
Public Comment Lawrence P. Sandor, Senior Associate General Counsel, Municipal Securities Rulemaking Board, Alexandria, Virginia
Public Comment Tamara K. Salmon, Senior Associate Counsel, Investment Company Institute
Public Comment David L. Cohen, Managing Director, Associate General Counsel, SIFMA, New York, New York

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-MSRB-2011-19
Release Number
34-65631
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