Municipal Securities Rulemaking Board (MSRB) Rulemaking
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| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-70617 | Oct 7, 2013 | SR-MSRB-2013-06 | Municipal Securities Rulemaking Board (MSRB) | Notice of Withdrawal of Proposed Rule Change to Amend MSRB Rule A-3, on Membership on the Board, To Modify the Standard of Independence for Public Board Members View Received Comments See Also - Rel. No. 34-70004 |
| 34-70607 | Oct 3, 2013 | SR-MSRB-2013-08 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing of a Proposed Rule Change Consisting of Amendments to MSRB Rule G-11, on Primary Offering Practices, Relating to Changes in a Bond Authorizing Document See Also - Exhibit 2, Exhibit 5, Rel. No. 34-70990 |
| 34-70593 | Oct 1, 2013 | SR-MSRB-2013-07 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing of a Proposed Rule Change Consisting of Proposed MSRB Rule G-47, on Time of Trade Disclosure Obligations, Proposed Revisions to MSRB Rule G-19, on Suitability of Recommendations and Transactions, Proposed MSRB Rules D-15 and G-48, on Sophisticated Municipal Market Professionals, and the Proposed Deletion of Interpretive Guidance View Received Comments See Also - Exhibit 2, Exhibit 5, Rel. No. 34-71665, Rel. No. 34-71326 |
| 34-70532 | Sep 26, 2013 | SR-MSRB-2013-05 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Amend MSRB Rules G-8, G-11, and G-32 To Include Provisions Specifically Tailored for Retail Order Periods View Received Comments See Also - Rel. No. 34-69834 |
| 34-70531 | Sep 26, 2013 | SR-MSRB-2013-04 | Municipal Securities Rulemaking Board (MSRB) | Order Instituting Proceedings to Determine Whether to Disapprove Proposed Rule Change Relating to a New MSRB Rule G-45, on Reporting of Information on Municipal Fund Securities View Received Comments See Also - Rel. No. 34-71598, Rel. No. 34-69835, Rel. No. 34-71144 |
| 34-70004 | Jul 18, 2013 | SR-MSRB-2013-06 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing of a Proposed Rule Change To Amend MSRB Rule A-3, on Membership on the Board, To Modify the Standard of Independence for Public Board Members View Received Comments See Also - Exhibit 5, Rel. No. 34-70617 |
| 34-69835 | Jun 24, 2013 | SR-MSRB-2013-04 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing of a Proposed Rule Change Relating to a New MSRB Rule G-45, on Reporting of Information on Municipal Fund Securities View Received Comments See Also - Exhibit 2, Exhibit 3, Exhibit 5, Rel. No. 34-70531, Rel. No. 34-71144 |
| 34-69834 | Jun 24, 2013 | SR-MSRB-2013-05 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing of a Proposed Rule Change To Amend MSRB Rules G-8, G-11 and G-32 To Include Provisions Specifically Tailored for Retail Order Periods View Received Comments See Also - Exhibit 5, Rel. No. 34-70532 |
| 34-69635 | May 24, 2013 | SR-MSRB-2013-02 | Municipal Securities Rulemaking Board (MSRB) | Order Approving a Proposed Rule Change To Amend MSRB Rule G-39, on Telemarketing See Also - Rel. No. 34-68987 |
| 34-69249 | Mar 28, 2013 | SR-MSRB-2013-01 | Municipal Securities Rulemaking Board (MSRB) | Order Granting Approval of a Proposed Rule Change Relating to Amendments to MSRB Rules G-37 and G-8 and Form G-37 View Received Comments See Also - Rel. No. 34-68872 |