Comments on MSRB Rulemaking

Notice of Filing of a Proposed Rule Change to Amend MSRB Rule A-3, on Membership on the Board, to Modify the Standard of Independence for Public Board Members

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Date Received
Date Letter Type Commenter Name
Public Comment Dorothy Donohue, Deputy General Counsel, Securities Regulation, Investment Company Institute, Washington, District of Columbia
Meeting with SEC Officials Memorandum from the Office of Commissioner Kara Stein regarding a September 16, 2013, meeting with representatives of Americans for Financial Reform
Public Comment Jeanine Rodgers Caruso, CIPFA, President, National Association of Independent Public Finance Advisors
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding an August 29, 2013, meeting with representatives of Americans for Financial Reform, American Federation of State, County and Municipal Employees, and Service Employees International Union
Public Comment Gary L. Goldsholle, General Counsel, Municipal Securities Rulemaking Board, Alexandria, Virginia
Public Comment Gerald Gold, Southfield, Michigan
Public Comment Lisa S. Good, Executive Director, National Federation of Municipal Analysts, Pittsburgh, Pennsylvania
Public Comment Americans for Financial Reform
Public Comment Barbara Roper, Director of Investor Protection, Consumer Federation of America
Public Comment Dustin T. McDonald, Government Finance Officers Association, Washington, District of Columbia
Public Comment Jeanine Rodgers Caruso, CIPFA, President, National Association of Independent Public Finance Advisors
Public Comment Kerry Korpi, Director of Research and Collective Bargaining, American Federation of State, County and Municipal Employees, (AFSCME)

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-MSRB-2013-06
Release Number
34-70004
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