Fixed Income Clearing Corporation (FICC) Rulemaking
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| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-54929 | Dec 13, 2006 | SR-FICC-2006-05 | Fixed Income Clearing Corporation (FICC) | Notice of Filing of a Proposed Rule Change Relating to the Wind-Down of a Participant See Also - Rel. No. 34-55364 |
| 34-54899 | Dec 8, 2006 | SR-FICC-2006-11 | Fixed Income Clearing Corporation (FICC) | Order Approving a Proposed Rule Change Relating to Establishing New Reporting Processes To Support the Bilateral Comparison of Pool Details Associated With Specified Pool Trade Activity See Also - Rel. No. 34-54609 |
| 34-54879 | Dec 6, 2006 | SR-FICC-2006-12 | Fixed Income Clearing Corporation (FICC) | Order Approving a Proposed Rule Change Relating to Financial Responsibility, Operational Capability, Insolvency, and Ceasing To Act See Also - Rel. No. 34-54570 |
| 34-54821 | Nov 28, 2006 | SR-FICC-2006-13 | Fixed Income Clearing Corporation (FICC) | Order Granting Approval of a Proposed Rule Change Relating to the Federal Reserve's National Settlement System See Also - Rel. No. 34-54622 |
| 34-54819 | Nov 27, 2006 | SR-FICC-2006-17 | Fixed Income Clearing Corporation (FICC) | Notice of Filing of a Proposed Rule Change Relating to Clearing Fund Deficiency Calls See Also - Rel. No. 34-55136 |
| 34-54794 | Nov 20, 2006 | SR-FICC-2006-18 | Fixed Income Clearing Corporation (FICC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Certain Administrative Provisions of the Rules of the Government Securities Division and the Mortgage-Backed Securities Division |
| 34-54787 | Nov 20, 2006 | SR-FICC-2006-14 | Fixed Income Clearing Corporation (FICC) | Notice of Filing of a Proposed Rule Change Relating To Returning Excess Clearing Fund Collateral See Also - Rel. No. 34-55134 |
| 34-54682A | Nov 17, 2006 | SR-FICC-2006-15 | Fixed Income Clearing Corporation (FICC) | Notice of Filing of Proposed Rule Change To Modify Its Rules To Diversify and Standardize Clearing Fund Collateral Requirements Across the Divisions To Improve Liquidity and Minimize Risk for Its Members; Correction and Extension of Comment Period See Also - Rel. No. 34-54969, Rel. No. 34-54682 |
| 34-54769 | Nov 16, 2006 | SR-FICC-2006-10 | Fixed Income Clearing Corporation (FICC) | Notice of Filing of Proposed Rule Change To Amend the Rules of Its Mortgage-Backed Securities Division Regarding Membership Requirements for Unregistered Investment Pools See Also - Rel. No. 34-55037 |
| 34-54682 | Nov 1, 2006 | SR-FICC-2006-15 | Fixed Income Clearing Corporation (FICC) | Notice of Filing of Proposed Rule Change To Modify its Rules To Diversify and Standardize Clearing Fund Collateral Requirements Across the Divisions To Improve Liquidity and Minimize Risk for its Members See Also - Rel. No. 34-54969, Rel. No. 34-54682A |