Fixed Income Clearing Corporation (FICC) Rulemaking
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| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-55370 | Feb 28, 2007 | SR-FICC-2007-01 | Fixed Income Clearing Corporation (FICC) | Notice of Filing and Immediate Effectiveness of Proposed Rule To Interpret Rule 5 Section 6 of the Government Securities Division Rules |
| 34-55364 | Feb 27, 2007 | SR-FICC-2006-05 | Fixed Income Clearing Corporation (FICC) | Order Granting Approval of a Proposed Rule Change Relating to the Wind-Down of a Participant See Also - Rel. No. 34-54929 |
| 34-55217 | Jan 31, 2007 | SR-FICC-2006-16 | Fixed Income Clearing Corporation (FICC) | Order Approving Proposed Rule Change To Replace the Government Securities Division Clearing Fund Calculation Methodology With a Yield-Driven Value-at-Risk Methodology See Also - Rel. No. 34-54964 |
| 34-55164 | Jan 24, 2007 | SR-FICC-2006-20 | Fixed Income Clearing Corporation (FICC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the EPN Rules of its Mortgage-Backed Securities Division to Implement New Messaging Capabilities and Establish a Fee Structure |
| 34-55136 | Jan 19, 2007 | SR-FICC-2006-17 | Fixed Income Clearing Corporation (FICC) | Order Approving Proposed Rule Change Relating to Clearing Fund Deficiency Calls See Also - Rel. No. 34-54819 |
| 34-55134 | Jan 19, 2007 | SR-FICC-2006-14 | Fixed Income Clearing Corporation (FICC) | Order Granting Approval of Proposed Rule Change Relating To Returning Excess Clearing Fund Collateral See Also - Rel. No. 34-54787 |
| 34-55037 | Jan 3, 2007 | SR-FICC-2006-10 | Fixed Income Clearing Corporation (FICC) | Order Approving Proposed Rule Change To Amend the Rules of Its Mortgage-Backed Securities Division Regarding Membership Requirements for Unregistered Investment Pools See Also - Rel. No. 34-54769 |
| 34-54969 | Dec 19, 2006 | SR-FICC-2006-15 | Fixed Income Clearing Corporation (FICC) | Order Approving Proposed Rule Change To Modify its Rules To Diversify and Standardize Clearing Fund Collateral Requirements Across the Divisions To Improve Liquidity and Minimize Risk for Its Members See Also - Rel. No. 34-54682A, Rel. No. 34-54682 |
| 34-54964 | Dec 19, 2006 | SR-FICC-2006-16 | Fixed Income Clearing Corporation (FICC) | Notice of Filing of Proposed Rule Change to Replace the Government Securities Division Clearing Fund Calculation Methodology With a Yield-Driven Value-at-Risk Methodology See Also - Rel. No. 34-55217 |
| 34-54957 | Dec 18, 2006 | SR-FICC-2006-07 | Fixed Income Clearing Corporation (FICC) | Order Approving a Proposed Rule Change Relating To Providing Certain Reports to Its Members See Also - Rel. No. 34-54619 |