Fixed Income Clearing Corporation (FICC) Rulemaking
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| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-103584 | Jul 30, 2025 | SR-FICC-2025-016 | Fixed Income Clearing Corporation (FICC) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend MBSD Rule 33 (Suspension of Rules in Emergency Circumstances) Comments Due: August 25, 2025 See Also - Exhibit 5 Submit a Comment on SR-FICC-2025-016
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| 34-103557 | Jul 28, 2025 | SR-FICC-2025-015 | Fixed Income Clearing Corporation (FICC) | Notice of Designation of Longer Period for Commission Action on Proposed Rule Change to Modify the GSD Rulebook Relating to Default Management and Porting with Respect to Indirect Participant Activity Comments Due: October 14, 2025 View Received Comments |
| 34-103399 | Jul 8, 2025 | SR-FICC-2025-014 | Fixed Income Clearing Corporation (FICC) | Order Approving Proposed Rule Change to Amend and Restate the Cross-Margining Agreement between FICC and CME |
| 34-103311 | Jun 24, 2025 | SR-FICC-2025-006 | Fixed Income Clearing Corporation (FICC) | Notice of Filing of Amendment No. 1, and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, Regarding Proposed Rule Change Relating to a Participant System Disruption View Received Comments See Also - Exhibit 4, Exhibit 5 |
| 34-103299 | Jun 23, 2025 | SR-FICC-2025-005 | Fixed Income Clearing Corporation (FICC) | Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Adopt an Intraday Mark-to-Market Charge at GSD View Received Comments |
| 34-103253 | Jun 18, 2025 | SR-DTC-2025-006, SR-FICC-2025-009, SR-NSCC-2025-006 | Fixed Income Clearing Corporation (FICC) | Notice of Filing of Partial Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Partial Amendment No. 1, to Update the Clearing Agency Securities Valuation Framework to Include Use of Substantive Inputs Comments Due: May 23, 2025 View Received Comments |
| 34-103282 | Jun 17, 2025 | SR-FICC-2025-015 | Fixed Income Clearing Corporation (FICC) | Notice of Filing of Proposed Rule Change to Modify the GSD Rulebook Relating to Default Management and Porting with Respect to Indirect Participant Activity Comments Due: July 14, 2025 View Received Comments See Also - Exhibit 5 |
| 34-103221 | Jun 10, 2025 | SR-DTC-2025-007, SR-FICC-2025-010, SR-NSCC-2025-007 | The Depository Trust Company (DTC), Fixed Income Clearing Corporation (FICC), National Securities Clearing Corporation | Order Approving a Proposed Rule Changes to Amend the Recovery and Wind-down Plan to Satisfy the Requirements of Exchange Act Rule 17ad-26 |
| 34-103201 | Jun 5, 2025 | SR-FICC-2025-008 | Fixed Income Clearing Corporation (FICC) | Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendment No. 1, Concerning the Collection of Intraday Margin Comments Due: July 2, 2025 View Received Comments |
| 34-103096 | May 21, 2025 | SR-FICC-2025-014 | Fixed Income Clearing Corporation (FICC) | Notice of Filing of Proposed Rule Change to Amend and Restate the Cross-Margining Agreement between FICC and CME Comments Due: June 18, 2025 See Also - Exhibit 3, Exhibit 5 |