Fixed Income Clearing Corporation (FICC) Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-97890 | Jul 13, 2023 | SR-FICC-2023-008 | Fixed Income Clearing Corporation (FICC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Clearing Agency Model Risk Management Framework Comments Due: August 9, 2023 See Also - Exhibit 5 Submit a Comment on SR-FICC-2023-008
|
| 34-97596 | May 25, 2023 | SR-FICC-2023-006 | Fixed Income Clearing Corporation (FICC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Clearing Agency Investment Policy Comments Due: June 22, 2023 View Received Comments See Also - Exhibit 5 |
| 34-97559 | May 24, 2023 | SR-FICC-2023-007 | Fixed Income Clearing Corporation (FICC) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Fees for a New Pair-Off Message That May Be Processed through the EPN Service Comments Due: June 21, 2023 See Also - Exhibit 5 |
| 34-97342 | Apr 21, 2023 | SR-FICC-2023-003 | Fixed Income Clearing Corporation (FICC) | Order Granting Proposed Rule Change to Revise the Description of the Stressed Period Used to Calculate the Value-at-Risk Charge and Make Other Changes |
| 34-97283 | Apr 11, 2023 | SR-FICC-2023-004 | Fixed Income Clearing Corporation (FICC) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Update the Clearing Agency Securities Valuation Framework Comments Due: May 8, 2023 View Received Comments See Also - Exhibit 5 |
| 34-97247 | Apr 4, 2023 | SR-FICC-2023-005 | Fixed Income Clearing Corporation (FICC) | Notice of Filing of and Immediate Effectiveness of a Proposed Rule Change to Make Administrative Updates to FICC’s GSD Rules, MBSD Rules, EPN Rules, and Restated Certificate of Incorporation Comments Due: May 1, 2023 See Also - Exhibit 5 |
| 34-97001 | Mar 1, 2023 | SR-FICC-2023-003 | Fixed Income Clearing Corporation (FICC) | Notice of Filing of Proposed Rule Change To Revise the Description of the Stressed Period Used To Calculate the Value-at-Risk Charge and Make Other Changes Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| 34-96938 | Feb 15, 2023 | SR-FICC-2023-002 | Fixed Income Clearing Corporation (FICC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Consisting of Modifications to the FICC Government Securities Division Rulebook Comments Due: March 15, 2023 See Also - Exhibit 5 |
| 34-96800 | Feb 3, 2023 | SR-FICC-2023-001 | Fixed Income Clearing Corporation (FICC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Clearing Agency Risk Management Framework Comments Due: March 2, 2023 See Also - Exhibit 5 |
| 34-96575 | Dec 22, 2022 | SR-FICC-2022-009 | Fixed Income Clearing Corporation (FICC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Certain MBSD Fees Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 3, Exhibit 5 |