Fixed Income Clearing Corporation (FICC) Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-96210 | Nov 2, 2022 | SR-FICC-2022-008 | Fixed Income Clearing Corporation (FICC) | Notice of Filing of Proposed Rule Change To Amend the Clearing Agency Liquidity Risk Management Framework To Include a New Section Describing the Process by Which FICC Would Designate Uncommitted Resources as Qualifying Liquid Resources and Make Other Changes Comments Due: November 29, 2022 See Also - Exhibit 3, Exhibit 5 Submit a Comment on SR-FICC-2022-008
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| 34-96136 | Oct 24, 2022 | SR-FICC-2022-006 | Fixed Income Clearing Corporation (FICC) | Order Granting Approval of Proposed Rule Change To Increase the Minimum Required Fund Deposit for Government Securities Division Netting Members and Sponsoring Members, and Make Other Changes Comments Due: 21 days after publication in the Federal Register |
| 34-96061 | Oct 13, 2022 | SR-FICC-2022-007 | Fixed Income Clearing Corporation (FICC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify and Update GSD Rules, MBSD Rules and EPN Rules Comments Due: November 9, 2022 See Also - Exhibit 5 |
| 34-95806 | Sep 16, 2022 | SR-FICC-2022-006 | Fixed Income Clearing Corporation (FICC) | Notice of Filing of Proposed Rule Change To Increase the Minimum Required Fund Deposit for GSD Netting Members and Sponsoring Members, and Make Other Changes Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| 34-95724 | Sep 9, 2022 | SR-FICC-2022-004 | Fixed Income Clearing Corporation (FICC) | Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend the Stress Testing Framework and Liquidity Risk Management Framework Comments Due: 21 days after publication in the Federal Register Rebuttal comments due: 35 days after publication in the Federal Register Submit a Comment on SR-FICC-2022-004 |
| 34-95616 | Aug 26, 2022 | SR-FICC-2021-009 | Fixed Income Clearing Corporation (FICC) | Order Approving of Proposed Rule Change To Enhance Capital Requirements and Make Other Changes Comments Due: January 19, 2022 |
| 34-95605 | Aug 25, 2022 | SR-FICC-2022-005 | Fixed Income Clearing Corporation (FICC) | Order Approving Proposed Rule Change To Revise the Formula Used To Calculate the VaR Charge for Repo Interest Volatility Comments Due: 21 days after publication in the Federal Register |
| 34-95284 | Jul 14, 2022 | SR-FICC-2022-004 | Fixed Income Clearing Corporation (FICC) | Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change To Amend the Stress Testing Framework and Liquidity Risk Management Framework |
| 34-95256 | Jul 12, 2022 | SR-FICC-2022-005 | Fixed Income Clearing Corporation (FICC) | Notice of Filing of a Proposed Rule Change to Revise the Formula Used to Calculate the VaR Charge for Repo Interest Volatility Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| 34-95233 | Jul 8, 2022 | SR-FICC-2022-003 | Fixed Income Clearing Corporation (FICC) | Order Approving a Proposed Rule Change To Require Applicants and Members To Maintain or Upgrade Their Network or Communications Technology Comments Due: 21 days after publication in the Federal Register |